Worlds Within Worlds
- The Holarchy of Life
(Chapter 13)
by Andrew P. Smith, Oct 24, 2005
(Posted here: Sunday, May 27, 2007)
13. THE PLANETARY HOLON
"We're analogous to the single-celled
organisms when they were turning into multicellular organisms.
We're the amoebas, and we can't quite figure out what the hell
this thing is that we're creating."
-W. Daniel Hillis
1
"Two hundred conscious people could change
the evolution of the whole of humanity on earth."
-Gurdjieff
2
We live in a time of rapid, widespread
change. All of our institutions seem to be remaking themselves,
if not actually dying out and being replaced by others. The
nuclear family, though not extinct, has evolved into many new
forms. The workplace is far different from what it was just a
few decades ago; for many people, it no longer even is a
physical place. Ethnic movements are erupting all over the
globe, challenging the authority of older nations in
increasingly violent ways. The internet has flooded the world
with an incomprehensible amount of information.
To many people, including most scientists and
academics, these changes have no apparent connecting pattern.
While all of these ongoing transitions certainly can be
explained, in the sense that we can pick out a large number of
social, cultural, economic and historical factors that have
preceded them, these factors are generally considered to be
highly contingent. That is, there is nothing inevitable about
what is happening on earth today. If our past had been a little
different, our present might be very much different.
This view is deeply embedded in the older
Darwinian concept of change that is such a predominant part of
our worldview today. Evolution is blind, and therefore largely
unpredictable and full of surprises, pleasant and unpleasant.
While we can look back at the past and have some understanding
of why different forms of life evolved, we can never be sure of
what will come next.
In the previous chapters, I have tried to
show that while there is a certain amount of contingency in
evolution, the process does lead inevitably to a holarchical
organization of existence, in which higher levels emerge that
include and transcend the lower. In the holachical view,
therefore, what is happening on earth today, regardless of all
its contingent details, is the further evolution of this
holarchy. Many different types of holarchical changes are
occurring, but the central one may in fact be the emergence of a
new, planetary level of existence, one transcending and
including all physical, biological and mental life on earth.
This possibility has long been suggested by others (Teilhard de
Chardin 1959; Ouspensky 1961; Aurobindo 1985; Russell 1995).
In Chapter 6 I discussed evidence for the
existence of a higher level of existence, in the form of
experiences of those who have claimed to come into contact with
it. What I propose to do in this, the concluding chapter of this
book, is discuss the dynamic implications of this higher
level--that is, how its evolution may be affecting the rest of
life on earth. This discussion, as we shall see, will not only
elucidate the relationship of the higher level to the ordinary
world we are most familiar with, but will provide further
evidence that there is indeed a higher level emerging. The
experiences of mystics, of course, are not readily available to
everyone, and their meaning, if not their reality, can certainly
be challenged. In contrast, most of the features of civilization
I will be discussing here are freely observable to all of us in
our ordinary consciousness. To the extent they are consistent
with the holarchical model I have been developing, they provide
further support for this model.
The Organization of Civilization
As I noted at the outset of this chapter,
tremendous changes are occurring in the social, economic and
cultural institutions of our societies. A striking feature of
most of these changes is that they are resulting in both greater
unity, in some respects, and more diversity, in other ways.
Businesses, for example, are at once growing larger and more
monopolistic, through corporate mergers and multinational
ventures, and smaller and more people-oriented, as more and more
individuals become entrepreneurs. Nations are forming larger
super-governmental organizations, such as the European Economic
Union, and new alliances of Western and Eastern countries; but
ethnic or nationalistic movements are also more prominent, both
within and outside of established nations. The Internet has
brought together hundreds of millions of people on earth in a
historically unprecedented manner, but it has also made it
easier for some people to become more independent of current
social systems.
As we saw in Chapters 2 and 3, a defining
feature of any level of existence is that it both transcends and
preserves the properties of its component holons. In the cell,
atoms, small molecules and larger molecules all can exist in
semi-autonomous forms as well as components of immediately
higher-stage holons. In the organism, the same is true of cells
and various forms of multicellular organization. The term
semi-autonomous is critical here; all lower order holons
within cells are constrained to some extent, as are all lower
order holons within organisms. They can't freely move in and out
of the cell or organism, for example. Yet their properties are
very different from those of equivalent holons that are not
semi-autonomous. Individual atoms within cells move about much
as they do outside of cells; atoms that are part of higher stage
holons do not. And the same for cells in organisms.
In light of these observations, the emergence
of human social organizations in which some individuals and some
organizations of individuals are relatively autonomous is thus
consistent with the presence of a higher level of existence
transcending all human existence. In such a higher level, it is
to be expected that there is room for all kinds of holons. All
individuals do not have to be part of a family, as they
invariably were in older societies; all families do not have to
be part of a large, local social organization; still larger
societies do not have to be part of a modern nation. All
individuals and societies are constrained by virtue of being
part of the earth, but within that constraint they may behave
largely indepedently of larger social organizations.
This view has some rather serious
implications. As I emphasized in Chapter 4, our degree of mental
development is closely related to the degree of our social
organization. The highest human mental features, such as the
ability to think logically, emerge only in individuals who
participate in large, complex social organizations. It follows
that individuals who don't participate in these organizations
will be, by our modern view, somewhat regressive. That
regressive behavior is very evident in the world today. As Ken
Wilber points out, much of the world has not reached the stage
of rational, logical consciousness, and this is that part of the
world that is less developed socially (1995). Much of the strife
we see in the world is the product of a worldview that first
emerged several thousand years ago, one that has a
fundamentalist view of God and leadership.
So the holarchical model I am presenting here
predicts that we will continue to have individuals and societies
of various degrees of mental development. Not everyone will
participate in the higher social stages of the mental level. The
emerging new level of existence has room for individuals and
societies like this; it can tolerate such diversity. Indeed, the
holarchical view implies that such individuals and societies are
as necessary to the higher level as the higher stages are. They
wouldn't persist if they weren't.
Compression of Information.
In Chapter 7 I pointed out that while
information in human societies has increased enormously during
the computer age, so, too, has its compression. Indeed, each of
the major information ages defined by Robertson (1998) has been
characterized not only by a new medium of information--oral,
written, printed, and electronic--but also by a new process of
information compression. This significance of this compression
is easily missed, precisely because it does go hand in hand with
an increase in total information. That is, while our ability to
compess information has increased dramatically over the past
several thousand years, the amount of information we need to
compress has increased far more so.
From its very beginnings, human language
compressed information into words. Confronted with an enormously
rich sensory environment, we learned to pack much of our
experience of that environment into signs and symbols. Words,
which are just the intersubjective forms of these symbols,
abstract certain features from this experience--as when we say
an object is red, or tastes sweet, or feels rough--which to a
partial extent can be regenerated or expressed by combining many
words according to certain rules. This is the essence of
compression.
Written language takes this compression
further, and here is where it becomes essential to understand
that information also increased. Written language enables human
beings to express much more complex thought processes than oral
language, because it isn't necessary to remember all these
processes. "A man with a pencil," remarked Karl Popper, "is
twice as clever as a man without one."
3
So the emergence of written language necessarily was accompanied
by a leap in the amount of information in human societies. But
the same features of the written word that enable it to express
more information also allow it to further compress this
information. New concepts, ones that formerly would have had to
be expressed in many words, could now be expressed in one word,
or a few words. Words no longer refer just to direct
experiences, but to other words--long chains of them. While
abstraction might have begun before the development of written
language, the latter greatly accelerated the process.
Printed language extends the abstraction
process begun by written language. Concepts that are too complex
to be expressed in one or even in a few words now find a home in
a new unit--the printed book or document. Now it becomes
possible to communicate not just with words, but by reference to
immense collections of words. A book such as this one is
an example. By citing other authors, I compress, in a few words,
an enormous amount of information contained in the works of
these authors.
Finally, there is electronic information.
Computers, and particularly the internet, have the potential to
continue this abstraction process still further. The pioneering
unit here, it seems to me--though it's not likely to be the
final form that the unit will take--is the Web page. A Web page,
whether it be of an individual or an organization, can compress
information from an enormous variety of sources, including oral,
written and printed, as well as other electronic information.
Though Web pages are not a standard of communication yet, they
are clearly heading in this direcion.
Notice that each of these major transitions
in human information processing is associated with a new holon
composed of many former holons. Oral words are composed of many
aspects of human experience, in the sense that each word can
refer to some human experience. Written works are composed of
oral words, and may refer to oral events. Printed works are
composed of many written words, and may refer to both oral and
written forms of communication. Electronic language has the
potential to encompass all the others. Thus each stage is
composed of repeating units of the preceding stage.
Electronic information, however, bears a
somewhat different kind of relationship to what preceded it,
much the same kind of relationship that we have seen levels of
existence bear to their stages. Electronic communication not
only transforms the previous stages, but transcends
them. It not only includes them within higher order
holons, but makes it possible for each of the earlier stages to
exist autonomously.
This is not true of the earlier stages.
Written information uses the words of oral information, but it's
a different process. Communicating by writing is not the same as
communicating by speaking. The words are all there, but
constrained; some of their properties, evident in direct
speech, are not retained. In the same way, printed information
uses both oral and written information, but again the process is
different. To communicate by writing a book is not the same
thing as to communicate by speaking, nor is it the same as
communicating by writing in a form that does not employ
reproduction and mass distribution. Relationships like these, as
we saw in Part 1, are typical of relationships between different
stages on the same level of existence.
Electronic information, however, does allow
all the other forms of information to coexist within itself.
That is to say, one can (or soon will be able to) communicate
both orally and electronically at the same time, by the same
process, using the sound capacities of computers. One can also
communicate simultaneously by written information and electronic
information, as for example in e-mail. And one can communicate
by a process that involves both printed and electronic
information, using mass mailings or by Web sites, for example.
Electronic communication, therefore, has an
inclusive nature to it that suggests to me that it might be the
emerging informational holon of a new level of existence. It is
not, of course, identical to the new holon on a higher level,
any more than the genome is the same as the cell, or the brain
is the same as the organism. But it is the locus of information
needed to specify that level, at least to the extent that we
have seen lower levels are specified by their informational
holons.
Energy Efficiency.
In the past few decades, we have witnessed an
increasing tendency for human societies to use natural resources
more efficiently. In America and other Western nations, this is
occurring at all levels of society, from recycling of paper and
other consumable packagings by individuals and families to
national policies on energy use. There is obviously no mystery
about why this is happening. There is a growing awareness of the
scarcity of resources, that we can't afford to waste anything.
There is an equal awarenes of the limited space we have in which
to discard wastes.
In the previous chapter, I suggested that
selection be defined as survival of the most efficient. Energy
efficiency is critical for evolution at all times. But it
becomes particularly essential when a higher level is emerging,
because different holons are now no longer competing with one
another, but cooperating. One way they do this is by not dumping
their waste in their neighbor's backyard, so to speak, but by
using it. Thus we saw that a set of chemical reactions springs
into an autocatalytic network when the products of one reaction
are not discarded into the environment, but are recycled back
into the system.
This is exactly what human societies are now
doing. The point is not that the autocatalytic model, as
developed by Stuart Kauffman, is an accurate portrayal of human
civilization today. The point is simply that the general concept
of autocatalysis applies to any system when what it previously
considered "other" becomes part of its sense of self. The
distinction between ourselves and our environment is breaking
down. Many people, of course, have been saying this for a long
time, urging us to respect the earth as a single system or Gaia.
In the holarchical view, though, this is not a matter of choice.
It has to happen. At a certain level of evolution, the earth
becomes a new level of existence, because there is no other way
for it to survive.
The Doomsday Scenario.
One of the strangest and most macabre ideas
to be proposed by serious scientists and philosophers in recent
years is the so-called doomsday scenario. Its adherents argue
that it strongly suggests the human race is near the end of its
existence; that we will soon become extinct. What I would like
to show here is that the same argument can used in support of
the emergence of a new level of existence..
The doomsday argument, first proposed by
physicist Brandon Carter, and subsequently further elaborated by
philosopher John Leslie, goes as follows (Leslie 1996). The
total population of human beings on earth has been increasing at
an exponential rate for a very long period of time, and will
continue to do so for the foreseeable future. Because of this
increase, the total number of people currently alive on earth is
about 10% of all the people who have ever lived, in the entire
history of the planet. But likewise, the total number of people
on earth today is an even smaller percentage of all the
projected number of people who will have lived as of some later
date. Since we expect that the population of the earth will
continue to grow, each succeeding generation will be larger than
that before it, and the further back in time any generation is,
the smaller the percentage of the total number of people--past,
present, and future--it represents is. Even if the population
should eventually stabilize, reproduction of this limiting
number of people generation after generation will swamp the
planet in cumulative numbers dwarfing those present now.
Seeing these projections, the doomsday
theorists ask: isn't highly improbable that we would just happen
to be alive, and conscious, and thinking of this issue, right
now? Given that all the people on earth today are such a tiny
fraction of all the people who will have inhabited the planet
during the entire projected course of humanity, isn't it strange
that we should find ourselves where we do? Of course, some
people have to be alive in each generation, just as a few
individuals win the lottery. But the probability of finding
ourselves in any particular generation is very low at every
point in time except at or near the very end, when the largest
number of people exist. That is to say, in any population of
organisms that increases over time until some endpoint when the
population becomes extinct, the great majority of the organisms
will be found near the end. And so the doomsday logic leads to
this frightening conclusion: the projected population increase
of humanity is not going to happen. The human race is near the
end of its existence.
The doomsday argument, strange as it is, is
made even stranger, but also perhaps more compelling, in light
of the modern view of physics that space and time form a
continuum. This implies that the entire population of earth, not
just today, but past and future, is all there. We are not
talking about a population that is constantly growing so much as
a large mass of life extending through time as well as space. We
could be anywhere in this mass, but if it extends very far into
time, then, to repeat, the probability is very high that we will
find ourselves near the end of the space-time mass of humanity.
To this basic argument, doomsday theorists
add some other relevant points. There was only a relatively
limited window of opportunity for intelligent life to evolve on
earth. The process of evolution could not begin until the planet
was formed, and had cooled down sufficiently to permit the
existence of cells and higher forms of life. On the other hand,
evolution could not have begun too much later than it did, nor
taken much longer than it has, for if it had, human beings would
not have had time to emerge before the sun, proceeding through
the typical phases of stellar evolution, blows up and finally
burns out. So it appears, in this scenario, that the emergence
of human beings evolved to the point where they could reflect on
their own existence would have to occur near the end of the
species.
The flaw in the doomsday conclusion, it seems
to me, is that it assumes that human beings are completely
autonomous holons, with no connections to one another. This
assumption is explicit in any line of reasoning based on
probability. If we are going to say that the probability of
existing at one point in time and space is greater than the
probability at some other point of time and space, we have to
have a concept of existence as a discrete entity in time and
space. We are basically counting beans, and saying that the more
beans there are in one place at one time, the greater the
likelihood that any one bean will be in that place at that time.
But as it should be obvious from the
holarchical view, we are not beans! We have connections to each
other, in our social organizations, that extend not only into
space but also into time. As I discussed in Chapter 4, through
these connections we participate in the properties of our
societies, most clearly in our ability to form repeating
thoughts and images in our minds. These mental patterns give our
world a sense of permanence, and ourselves and other people an
identity. By definition, these patterns don't confine us to one
time and one place, but give us a rather diffuse existence, one
extending into the past as well as the future.
Again, it may help to illustrate the point by
considering a lower level of existence. The doomsday argument
could also be applied to a growing population of cells.
According to this argument, most cells, like most people, will
be found near the end of the lifetime of the population, when
the size of the population has reached its maximum. This works
fine for a largely disorganized mass of cells, like bacteria
growing in a culture flask, for example. But suppose the cells
are part of a higher-order holon--an organism. In this form, the
individual cells also continue to grow and reproduce. But would
we say that the probability of finding a particular cell is
greater at one time in the life of the organism than at another?
No, because the concept of a particular cell is no longer very
clear in an organism. As discussed in Chapter 3, tissues in
organisms are cell lineages, the extension in time of a single
cell reproducing through many generations. It makes little sense
to point to any one cell as a discrete identity, because part of
its existence is in both the past, in the cell that gave rise to
it, and in the future, in the cells it will in turn give rise
to.
Another way to make this point is to say that
the very process by which we observe ourselves as living in this
particular time and place--which is critical to the doomsday
argument of probability--is not a property of individual human
beings. It is a property of social organizations. We
participate in these properties,but we neither create nor
possess them. So when the doomsday theorist says to himself: why
am I conscious now of being a particular human being on
earth?--he is simply realizing a property that extends far
beyond him in space and time.
The doomsday logic, then, doesn't work when
applied to organisms with a complex social structure. And it's
particularly inadequate if that structure is part of a higher
level of existence. So the observation that our civilization
continues to exist when, from a probabilistic point of view, it
should be near its termination, could be taken as a further
argument for the emergence of a higher level of existence. The
presence of this higher level above our own mental level implies
a further extension of our identities in space and time.
The End of the Biosphere?
While an emerging new planetary holon will
have the greatest impact on the mental level immediately below
it, it may also be associated with changes in the biological
features of the planet. I pointed out in Part 1 that evolution
of the physical level is essentially complete. As far as we
know, no new atoms or molecules are being created in nature, nor
are new cells evolving. Human beings, however, have created
several new kinds of atoms, and innumerable new molecules, some
of which have found their way into the larger environment. These
chemicals, and other products of human civilization, are having
a major impact on the evolution of other organisms. Furthermore,
we have just recently developed the ability to clone certain
organisms (Kolata 1998). So the biological level of the planet,
along with the mental level, is also changing. Can we find any
direction in these changes?
As I said earlier, I regard human societies
as analogous, on our mental level of existence, to the brain of
an organism. Like the brain, they are composed of the most
communicative fundamental holons on their level--human
beings--and like the brain, societies are capable of creating
and storing vast amounts of information that affect the
development of a larger holon encompassing the entire earth.
Pursuing the implications of this analogy further, it would seem
that all other forms of life, animal and plant, ecosystems large
and small, would form the higher-level equivalent of tissues and
organs of a postulated super-organism.
A problem with this view, however, is that a
higher-level holon of this sort is not quite analogous to the
organism. In the latter, all cells are genetically identical;
that is, they possess the same deep structure of genomic
information. As we saw in Chapter 3, differences in tissues and
organs result from differences in genetic surface structure,
that is, in the way the genome is expressed in different cells.
In contrast, in the planetary holon as I have postulated it,
each tissue or organ is composed of holons with different deep
structures, that is, organisms with different genetic makeup as
well as different brains. Indeed, most tissues or organs, as I
have defined them for the planetary holon, are composed of many
different kinds of organisms. For ecosystems, as I discussed in
Chapter 4, are highly heterogeneous.
There are several possible ways to account
for this lack of analogy. First, of course, there may be no
emerging planetary holon. Life on earth has gone about as far as
it can go. Human societies may grow more complex, and a few
individuals may experience higher consciousness, but a
physical/biological/mental holon corresponding to this
consciousness will never fully evolve. This might occur because
of some pathology that prevents further evolution, or because
further evolution simply is not possible.
A second explanation is that the emerging
planetary holon is simply not analogous in this respect to the
organism. In fact, it might be analogous not to the level
immediately below it--the organism and its biological
stages--but to existence two levels below it--the cell and its
physical stages. For the cell, as we have seen, is composed of
many different kinds of atoms. Though I have not discussed the
composition of atoms themselves, we can regard the atomic
nucleus, with its protons and neutrons, as the deep structure of
information in the atom. So a cell is, in an important sense,
composed of atoms in a way very different from the way an
organism is composed of cells. Its fundamental holons are
heterogeneous in a way that the fundamental holons of the
organism are not.
However, pursuing this idea further leads us
to another problem. For even the genome of a cell is composed of
different kinds of atoms--chiefly carbon, hydrogen, oxygen,
nitrogen and phosphorus. A planetary holon based on this model
would contain a brain-like structure consisting of not only
human societies, but those of several other species as well. A
possibility, perhaps, but certainly not the most likely view of
our future.
So neither the cell nor the organism seems to
serve as a very good model of the planetary holon, as I have
postulated it. Perhaps this reflects a basic lack of analogy
among these three levels of existence. Perhaps the planetary
holon will have some entirely new kind of organization. There is
another possibility, however. We could reformulate our view of
the planetary holon so that it would be more consistent with
what we know about holarchical organization at lower levels of
existence. We could postulate that the evolving new level of
existence will consist of the earth with only one major species,
presumably ourselves. In this model, not only the brain of the
planetary holon, but all its "tissues" and "organs" (by which I
simply mean those parts of this form of life that carry out the
processes of assimilation, adaptation and communication) would
be composed of human beings. This kind of planetary holon would
be much more analogous to the organism than the first model I
proposed.
In this planetary holon, human beings would
therefore fill a variety of roles. Those who were part of the
higher-level holon's brain would be intellectuals, and perhaps
even more, individuals capable of transrational or transpersonal
experiences, of the kind discussed in Chapter 6. Other people
would be primarily responsible for obtaining energy
(assimilation) and other functions related to growth of the
planetary holon, and perhaps in a very far future, communicating
with other planets of a similar stage of evolution.
In this respect, the organization of the
higher-level holon, I believe, would not be terribly different
in principle from that of the earth today. People are members of
different kinds of social institutions and play different roles
within those institutions. The unwelcome implications of this
model, of course, arise from the lack of other species of life.
This view of the planetary holon suggests that a large number of
forms of life on earth will go extinct. Some forms of plant and
animal life might remain in order to supply us with oxygen and
food, and to regulate the temperature and other weather
conditions on earth--somewhat, perhaps, as the otherwise
genetically identical cells of the human organism share their
space with numerous kinds of bacteria.
This vision of the future, I emphasize, is
based solely on a fairly strict devotion to the principle of
analogy between holarchical levels of existence. I'm not so
enamored of this principle, and so confident of its correctness,
that I'm about to begin predicting, let alone campaigning for,
the extinction of other forms of life. But we all know that
species are becoming extinct at a rate literally thousands of
times greater today than they did during most periods of the
past, and some scientists estimate that as many as one half of
the believed thirty million species present on earth could
disappear by the end of the next century (Diamond 1992). The
conventional wisdom among most scientists is that extinction of
this magnitude is pathological; there are very good arguments to
be made that it would lead to collapses of ecosystems
world-wide, and threaten our survival (Wilson 1992; Perry 1992;
Eldredge 1998). Yet there is a strong correlation between human
social development and extinction of species. Not only has
extinction accelerated as human societies have become more
complex, but today, evolutionary biologist E.O. Wilson notes:
"The richest nations preside over the
smallest and least interesting biotas, while the poorest
nations, burdened by exploding populations and little
scientific knowledge, are stewards of the largest."
4
The developed countries, it's true, live off
the backs of the undeveloped nations; they need the resources of
the latter. But their development also seems to require that
they maintain a relatively low ratio of wilderness to developed
areas within their own borders. Economist Julian Simon would
explain this in terms of value:
"There is only one important resource
which has shown a trend of increasing scarcity rather
than increasing abundance...human beings. There are more
people on earth now than ever before. But if we measure
the scarcity of people the same way we measure the
scarcity of other economic goods--by how much we must
pay to obtain their services...[there is] a clear
indication that people are becoming more scarce even
though there are more of us."
5
I'm not saying I personally look forward to a
future with more people and less wilderness. I am saying that we
don't have enough understanding of what a higher level of
existence might be like to be sure that such a future is not
compatible with the continued existence of human societies, that
it may not even be pathological. Because of our emerging ability
to clone organisms, one could easily imagine a future in which
we have gene banks for many if not most of the organisms on
earth today, making it possible to recreate these species at any
time. Having this form of extinction insurance, as it might be
called, we may be more willing to experiment on a large scale
with doing away with certain ecosystems, knowing that we can
reconstitute them if necessary.
In any case, we must remember that evolution
at every level of existence is a highly selective process. A few
new forms of life persist; a great many fall by the wayside. If
the earth really is in the throes of the birth of a higher level
of existence, as new and as different from everything before it
as cells and organisms in their time were, then our future is
sure to surprise us. The essence of surprise is that it doesn't
fulfull our expectations, of what will be or what should be.
Higher Consciousness for the Masses?
An emerging higher-level holon should be
associated with a higher-level of consciousness. We might
therefore expect that the most straightforward way of
determining whether this holon really is emerging would be to
look at the evidence that individual human beings are increasing
in consciousness. I addressed this question earlier, in Chapter
6, where I came to the conclusion that while numerous polls
suggest that large numbers of people have had some experience
with a higher state of consciousness (Austin 1998), it's
difficult to say whether this experience is any more common than
it was in the past. Part of the problem is that we have no
records of this kind from earlier civilizations for comparison;
in addition, there is the question of whether what people report
as experience of a higher state in fact really is.
It is fairly clear that there is much more
interest in higher states of consciousness today than there
was only a few decades ago. Regardless of how many people have
actually had significant experience with these states, a great
many people say they want to. To some, this in itself is
evidence of a major transition in human civilization. The
assumption underlying this view, expressed in endless numbers of
books on meditation flooding the shelves of bookstores today, is
that higher consciousness is accessible to anyone who wants it.
From this belief, it's only a short step to the conclusion that
our entire species is destined at some time in the near future
to undergo a major evolutionary change. Isn't that what the
emergence of a planetary holon is all about?
There are really two issues here. First, is
it possible for everyone, at any rate very large numbers of
people, to realize a significantly higher state of
consciousness? And second, is it necessary for this to occur for
a new, planetary level of existence to emerge? These two
questions, in my view, are far and away the most critical ones
facing the human race today. Anyone who understands the reality
of higher consciousness ought to be asking them, again and again
and again. Let's examine them one at a time.
The notion that higher consciousness is for
everyone is not new. As I pointed out in Chapter 12, many
Oriental philosophers have long adopted an evolutionary view in
which it's assumed that all of life is destined to merge with a
universal consciousness that is the source of everything.
However, we should be aware that this belief has been far from
universal. It is not only a social construct, but one that has
been reinvented at many points in history, apparently to further
the aims (sometimes material aims) of particular religious
movements. When this reinvention process wasn't going on, a much
different story appears. The Bible advises that many are called,
but few are chosen. The early, Hinayana school of Buddhism
taught that enlightenment was for an elite, the relatively rare
individuals able to endure the rigors of struggling with one's
desires (Ch'en 1968; Corlett 1991). Only with the later Mahayana
school, bent on winning new converts, did the idea emerge that
enlightenment was for everyone, and even now, some branches of
the Buddhist tree take the older view. In this century,
Gurdjieff not only emphasized that higher consciousness was for
the few, but formulated this message in terms of his holarchical
view. His words make a useful counterpoint to the contemporary
assumption that higher consciousness is the birthright of
everyone:
"The evolution of large masses of
humanity is opposed to nature's purposes. The evolution
of a certain percentage may be in accord with nature's
purposes...But the evolution of humanity as a whole...is
not necessary for the purposes of the earth...and it
might, in fact, be injurious or fatal. There exists,
therefore, special forces (of a planetary nature) which
oppose the evolution of large masses of humanity and
keep it at the level it ought to be...[These]
forces...also oppose the evolution of individual men. A
man must outwit them. And one man can outwit them,
humanity cannot."
6
To most people, the notion that the
experience of higher consciousness should be confined to an
elite few is not simply undemocratic, but dangerous. It raises
the spectre of the Chosen people, the holier-than-thou attitude
that has been the source of so much religious conflict over the
centuries. On that basis alone, we might want to reject it.
However, the issue here is not whether the spiritual path is
open to everyone; there is no argument over that. The
question is whether most people actually can or will
follow it.
The idea that most of us can seems to fit
nicely with the evidence that we have evolved an increasingly
higher degree of consciousness during our history on earth.
Transpersonal philospher Ken Wilber has developed an extremely
detailed model of this evolution, in which it unfolds in a
series of stages (Wilber 1980, 1981). In the case of our
ordinary consciousness, both the existence and the general
features of these stages are very well documented from studies
of child development by Piaget (1992) and others. The nature of
the stages above our ordinary consciousness obviously is
somewhat more open to debate. However, drawing from a large
number of sources, Eastern and Western, Wilber has attempted to
abstract some common denominators, and on the basis of these
argues that human development has the potential to continue
above our current level of existence much as it proceeded to
where it is now.
"Meditation can profoundly accelerate
the unfolding of a given line of development, but it
does not significantly alter the sequence or the form of
the basic stages in that developmental line."
7
The use of the word "unfolding" here, it
seems to me, is problematic, because it implies that the
potential to develop higher consciousness is present in all
human beings, simply waiting for the right conditions for it to
be expressed. In the case of the stages of ordinary
consciousness--the various degrees of perceptual, moral,
cognitive, and interpersonal qualities that humans develop--the
potential is clearly there. All human beings, given the
appropriate environment, will move through these stages, at
least most of them. But can the same be said of higher
consciousness? Is realizing higher consciousness really--as in
Wilber's neat scheme--simply a matter of further unfolding
higher stages? To say that it is to suggest that there is a
certain set of social conditions in which people can be placed
that will more or less guarantee that they reach higher
consciousness.
All I can say is that no one has ever
discovered such conditions. We really have no reason to believe
that they exist at all. Any reading of the lives of the great
mystics should quickly disabuse one of the notion that realizing
higher consciousness is fast, easy or natural. It's the most
difficult thing that a human being can do, so much more
difficult than even the greatest of human mental, emotional and
physical accomplishments that there really is no basis for
comparison. No other human activity requires that one constantly
oppose the very process that distinguishes us from other
species, which is thinking. No other human activity must be
pursued every waking moment, throughout one's entire life. No
other human activity requires that we constantly, day in and day
out, suffer, live awkwardly and uncomfortably, struggle with our
desires, our motivations, and our most basic sense of self. No
other human activity forces us to face death again and again and
again, throughout our lives. No other human activity provides no
outer rewards whatsoever--nothing that other people can see and
appreciate--but must be done sheerly for its own sake. Does this
sound like a process of natural unfolding? It may be in some
sense, but it surely is conceptually quite distinct from the
unfolding of the lower stages of consciousness that a child
experiences in its development.
Of course, we can only speak about the world
as it exists now, at the beginning of the twenty-first century.
Perhaps the human race will change, so that future generations
will consist of large numbers of meditative adepts. But how? The
biological evolution of our species appears to be complete. The
deep structure of our brain emerged fifty to one hundred
thousand years ago, and that of the genome probably long before
that. While we still know relatively little about the
relationship of the brain to the process of meditation (Wallace,
1993; Austin, 1998), it seems clear to me, at least, that in the
absence of further changes in the brain, this process will be
just as difficult for future generations as for our own. The
experiences of thousands of people in the 1960s demonstrated
that while glimpses of higher consciousness can be achieved
through the use of certain drugs, these drugs can't bring one to
this state permanently. Nor can any of the various gadgets that
are being marketed for this purpose, like biofeedback machines
(Schwartz 1998). There is no known substitute for a life of
struggle and suffering.
It's conceivable that we will succeed in
re-engineering the brain, through genetic manipulations, or
perhaps through the creation of human-computer hybrids. In
theory, this might make it possible to create individuals
capable of pursuing higher consciousness--who have that quite
apparently rare combination of qualities needed both to
understand what needs to be done and to put that understanding
into practice. But both technical and nontechnical obstacles to
this would be immense. To take the latter first, can we really
imagine that any human society is going to make the decision
that henceforth all its members will be designed to certain very
fine specifications? That no set of parents can have children of
their own choosing--that perhaps people won't even create
children in the biological way any more? As for the technical
obstacles, it's enough to note that one could not, for example,
simply clone someone whom society has somehow managed to
recognize as a good example of a meditator. A successful
meditator not only has a certain genetic and nervous system
endowment, but is the product of certain experiences. It's
probably safe to say that none of the great mystics of the past
that we know about would have followed her path if her life
history had been just a little different.
Perhaps the conditions themselves will
evolve. In Chapter 9 I argued that the difference between the
mental development of a modern human being and one living ten or
twenty thousand years ago is very difficult to account for.
Evolutionary science says that our brain is biologically no
different from the brain of a human being of that period,
implying that the differences are only social. Yet these social
differences are difficult to identify. Advancement through most
of the early stages, ones that take the child well beyond our
ancestors, does not seem to require direct instruction. As I
concluded in Chapter 9, the key factor seems to be that the
child is embedded in a much more complex society that it
actually perceives with its mind.
Arguably, a similar situation might exist
with respect to higher consciousness. Human beings today are,
from this perspective, like our ancestors of many thousands of
years ago. Though we have the proper biological brain for
realizing higher consciousness, we require a more complex social
organization in order for the process to develop naturally. Only
when this organization emerges, gradually over a period of
perhaps many centuries, will higher consciousness truly become
accessible to large numbers of people.
In any case, it's surely safe to conclude
that there is not going to be a massive ascent to higher
consciousness at any time soon. Does this mean that the
emergence of a planetary holon is very far in the future? This
brings us to the second question I raised. Is it necessary for
the emergence of a new level of existence that large numbers of
people realize higher consciousness? The quote from Gurdjieff I
presented earlier implies that not only is it unnecessary for
the further evolution of the earth that everyone realize higher
consciousness, but that it might actually be necessary
that most people don't. Gurdjieff suggested the existence
of higher-level forces designed to prevent most people from
reaching this state. What could he have meant by this?
If we examine how evolution of lower levels
of existence has taken place, we immediately realize that the
emergence of a new level is never made at the expense of most
lower forms of life. The evolution of cells did not mean the end
of atoms and molecules, nor did cells become extinct when
organisms came on the scene. Cells simply reorganized atoms and
molecules in a new way, as organisms then did to cells. In the
same way, it seems most plausible to me that if a higher level
of existence really is in the process of evolving, it will
require the survival of human beings as a species. Humans are
the cells of this planetary holon, as essential to its
existence, I believe, as real cells are to organisms, as atoms
and molecules to cells.
This conclusion is based on the assumption
that a higher level of existence will be analogous to lower
ones, of course. But the principle of organization involved is
so fundamental and universal to all the levels we know about
that it's very hard for me to see how a higher level could take
any other form. The only way the emergence of this postulated
higher-level holon could be consistent with a massive ascendance
to higher consciousness of the human race is if some other form
of existence replaced human beings, or if human beings were able
to retain their identity as individuals, even as they also
realized a higher state. Either of these scenarios, however, has
problems
8.
In conclusion, it seems to me that there are
several good reasons for believing that if a higher level of
existence is emerging, a planetary holon, it will not be
associated with the end of the human race as we know it. Human
beings and their societies will be required not only to bring it
into existence, but to sustain it. Whether all of us, or
even very many of us, will fully participate in this higher
level is very much less certain.
What about some participation? Isn't
it possible that many people could at least increase their
degree of consciousness somewhat, even if not realizing a
genuinely higher level? Isn't that actually happening now?
Aren't people all over the earth, very slowly but surely,
experiencing an increase in their consciousness?
This belief reflects a basic misunderstanding
about what higher consciousness is all about. While one can be
enriched by the ideas of higher consciousness, one can't
participate in the experience peripherally. This, I believe, is
very hard for most people to understand. We all recognize that
Einsteins are exceedingly rare, but this doesn't mean there
can't be other scientists of various degrees of brilliance, as
well as informed non-scientists who can have some understanding
of complex scientific ideas. Likewise, there may be only one
Michael Jordan, but just about anyone can not only play
basketball, but get better at it with practice. In the same way,
isn't is possible for people to differ in their ability to
meditate, and thus in the degree to which they realize higher
consciousness?
Bluntly, no. Meditation, to reiterate, is not
like any other human activity. It's not something that can be
done successfully part-time or half-heartedly. If one wants to
sit quietly for an hour or two every day and try to follow one's
breaths
9
and call that meditation, fine. Words can mean anything large
numbers of people want them to mean. One may very well feel
better as a result of such practice, have a different attitude
on life, and undergo any number of other changes. But these
changes are translational, usually not transformative,
let alone transcendental. One has not stopped one's
thoughts or transcended one's emotions; one has simply
substituted a new set of them for an old. At best, such
people are perhaps practicing what Thomas Moore calls "care of
the soul":
"A major difference between care and
cure is that cure implies the end of trouble. If you are
cured, you don't have to worry about whatever was
bothering you any longer. But care has a sense of
ongoing attention. There is no end. Conflicts may never
be resolved. Your character will never change radically,
though it may go through some interesting
transformations. Awareness can change, of course, but
problems may persist and never go away."
10
Much of this statement applies to genuine
meditators as well, but the meditator is very definitely
looking for the cure, striving towards it, even if it's not
realized in his lifetime.
But even if most people will never realize
higher consciousness, as the planetary holon continues to
evolve, most if not all of us will be touched by it. The
re-organization of society implied by the emergence of a new
level will complete the highest stages of mental existence,
making new mental properties available to those who participate
in these stages. The highest of these properties--perhaps what
Ken Wilber (1995) calls "vision logic", a stage above
rational/logical and now associated with only the most creative
people in our society--will perhaps become as widely accessible
as rationality is today. Just as large numbers of people in
contemporary Western civilization are capable of reasoning
powers that would have been incomprehensible to our
tribal/villager ancestors, we can reasonably speculate that at
some time in the distant future masses of people--not
majorities, but substantial pluralities--will routinely use in
their daily lives complex acts of creative imagination.
Beyond this, there will be, as I have
emphasized throughout this book, a growing degree of freedom.
Human beings in modern societies, like holons in the highest
stages of lower levels of society, escape the rules and laws
that apply to lower-stage holons. From the very beginnings of
our organization into social groups and our parallel realization
of mind, we began to free ourselves from the purely physical and
biological existence that is the fate of most organisms. This
process will find its culmination in the emergence of the
planetary holon.