Worlds Within Worlds
- The Holarchy of Life
(Chapter 6)
by Andrew P. Smith, Oct 24, 2005
(Posted here: Sunday, May 27, 2007)
6. THE UNTHINKABLE
"There is no concept more familiar to us than
that of spiritual energy, yet there is none that is more opaque
scientifically."
-Pierre Teilhard de Chardin
1
"Are mystical experiences 'merely
subjective?' Or are they accurate intuitions that reveal our
deepest, basic existential nature? Only in the latter case would
the experiences be valid windows into an 'ultimate reality' in
the absolute objective sense. No one settles such issues in
print."
-James Austin
2
The holarchy, as it's clearly visible to us,
ends with the highest forms of human social organization. Beyond
this, we can see nothing further, at least not with the same
tools that we have used to understand the lower levels of the
holarchy. But is this really the end of evolution? Can there be
nothing beyond?
As we saw in Chapter 1, the original
hierarchical worldview, the Great Chain of Being, postulated the
existence of higher forms of life than human beings, culminating
in God. Indeed, the Great Chain was a creation of God, and would
have had no possibility of existence, and no meaning, without an
intelligent creator. All the lower forms of life were ultimately
defined in terms of their distance from God, the degree to which
they were incomplete and unfulfilled.
Modern science, which as we have just seen
provides so much evidence for holarchy in the physical,
biological and mental worlds, has created an agnostic worldview
which basically dismisses the possibility of higher forms of
life. While most scientists are open-minded about the
possibility that there may be other civilizations elsewhere in
the universe, and that some of these civilizations may be
composed of species more evolved than ours, it's important to
understand that this is not what is meant by a higher level of
existence in the holarchical sense. A higher level of existence,
consistent with the principles we have seen operating at the
physical, biological and mental levels, would both include and
transcend human civilization, just as organisms include and
transcend cells, and cells include and transcend atoms and
molecules. In other words, if there is a higher level of
existence, we don't have to go searching throughout the rest of
the galaxy to find it. It's all around us; we're part of it.
To many of us who accept the holarchical
worldview, moreover, there is evidence for such a higher level
of existence, even if the evidence is not the sort that would
satisfy a scientist. Mystics have for several thousand years
described their experiences of a higher state of consciousness,
in which one seems to transcend the ordinary identity as an
individual and become part of something far greater.
Transcendence, in this sense, seems quite analagous to the way I
have used it to describe the emergence of lower levels of
existence.
In the model of holarchy being developed
today, therefore, higher levels of existence are taken for
granted by some (though not all) theorists, and are assumed to
be represented by higher states of consciousness that human
beings can have at least fleeting contact with. We could say
that these higher states take the place, fulfill the role, that
God and the angels did in the Great Chain. Indeed, for many of
the great Christian mystics, including John van Ruysbroeck,
Meister Eckhart, St. John of the Cross, and Teresa of Avila, the
experience of a higher state of consciousness was a union, or at
least an extraordinarily intimate communication, with the God of
their Church (Underhill 1962).
In this chapter, we will consider some
aspects of these higher states, as they relate to our ideas
about holarchy. There have been a great number of attempts to
describe all the great diversity of experiences human beings can
have in altered states of consciousness (James 1925; Bucke 1962;
O'Brien 1964a; Masters and Houston 1966; Laski 1968; Ornstein
1972; Tatt 1972; Wilber 1980; Pekala 1987; Austin 1998)--and
taken togeteher, to argue that they form a consistent body of
knowledge, which Aldous Huxley (1990b) dubbed the "perennial
philosophy". My purpose here, consistent with the approach I
have taken in earlier chapters, is not to provide a thorough
review of this literature, but rather to see to what degree such
experiences suggest the operation of principles that we have
observed on the lower levels--in other words, to what extent is
the higher analogous to the lower. Thus I will focus only on
several well-established characteristics of higher
consciousness, features that I believe find virtually universal
acceptance among mystics of all times and places.
Is Higher Consciousness Real?
Before doing this, though, I believe
something should said about how we come to know about higher
states of consciousness, and the degree to which we can accept
reports about them as valid. Many if not most scientists
question both the reality and the relevance of these states, and
are therefore likely to regard any worldview that attempts to
include them as overambitious, at the very least, if not deeply
flawed. While some polls suggest that this situation may be
changing ( ), the criticism is serious and must be addressed.
Take one of the classic observations of mystics of all times and
places: an experience of being at one with the world, perhaps
even with the entire universe. The skeptical scientist asks: has
the individual really become one with all of existence, or is
she just experiencing a very powerful illusion that she is?
The only response to this criticism is to
point out that we can demonstrate that perception made while in
higher consciousness is real in the same way that we accept that
perception in ordinary consciousness is real. When a large
number of people all claim to have experienced the same
phenomenon, then science calls that phenomenon real. We accept
that trees, rocks, animals, other people and so forth exist,
because we all say we see them. We can even extend this process,
using the proper tools, to cells, molecules and atoms, in one
direction, and to distant stars and galaxies, in the other,
which not all of us can experience. We accept all of these
phenomena as real because of the principle of shared
observation: different individuals carrying out the same
procedures--e.g., isolating material from biological tissue,
looking through a telescope--experience the same results.
Those of us who believe in the reality of
higher states of consciousness make an analogous argument. There
are certain experiences that a very large number of individuals
have had while in such higher states; therefore, these states
also deserve to be called real. In addition to the sense of
oneness, for example, there is often a heightened sensory
awareness; a transcendence of time and space; and certain
profound insights into the relationships between different forms
of life. Some of these experiences, such as heightened sensory
awareness, clearly can't be illusions, for they simply extend,
or intensify, the capacities of ordinary consciousness. With
respect to other reported perceptions, particularly the sense of
oneness with the world, one could perhaps object that the human
brain is constructed in such a way that everyone, or many
people, experience the same illusion. However, beyond the fact
that such a widespread illusion, if it really were such, would
be quite interesting scientifically, we can just point out that
much the same argument could also be made with respect to our
ordinary consciousness. Do we really know that trees, rocks,
animals and so forth exist in a world separate from ourselves,
or are our perceptions of these things all in the mind? This is
basically the argument of George Berkeley--though in a more
solipsistic form--which I discussed in the previous chapter.
Though the argument is difficult to disprove, very few, if any,
scientists accept it. To be consistent, then, they should at
least be cautious about applying an analogous argument to higher
state of consciousness.
Of course, relatively few people have
experienced higher consciousness. Though mystics like to say
that this experience is open to anyone willing to follow their
practices, the latter are extremely difficult. When one adds to
this the problem that genuine mystical experiences, essentially
by definition, can't be adequately described in words, it's
hardly surprising that many scientists and philosophers refuse
to give the claims of mystics the same validity as they do the
observations of science or the arguments of logic. The human
mind can be extremely imaginative, and may convince itself of
the truth of what it has imagined; it can also be fooled under
some conditions, as I pointed out in the previous chapter. In an
attempt to take the steam out of such objections, I will confine
the discussion that follows largely to what is loosely referred
to as the classical literature: Buddhist and Hinduist texts; the
writings of certain Christian mystics of the Middle Ages;
certain Islamic, particularly Sufi, writers; and some others.
Most if not all of the mystics whose reports are found in this
literature were themselves very much aware of the problems I
just noted, and for this reason, among others, their experiences
find a much wider range of acceptability among students of
higher consciousness.
Even so, I feel there are certain remaining
problems we should be aware of at the outset. First, the nature
of one's contact with higher consciousness can undeniably be
colored by the personal beliefs of the individual. Many of the
great Christian mystics, for example, reported experiences that
seem clearly shaped by the teachings of the Church, such as
visions of saints, Christ on the Cross, or armies of angels and
other heavenly hosts (Underhill 1960; Peers 1989, 1991; Furlong
1996). Another common, but far from universal, experience is of
voices, often interpreted as the word of God. It may in fact be
the case that most experiences of higher consciousness, at least
up to a certain level, are intimately related to the psychology
of the individual experiencing them. This doesn't necessarily
mean that they have no validity, that they may not serve as
important indicators of what others may expect as they traverse
this path themselves. After all, there is a psychological aspect
to spirituality; every genuine mystic understands the necessity
of a purification process, which requires the individual to
struggle against elements in his own makeup that would prevent
him from realizing a higher state of being. But if we are to
extract general principles from such experiences, we need to
distinguish in such reports the universal aspects from the
personal. This may not be easy. As Ken Wilber notes:
Even if the peak experience itself is
a "pure glimpse" of one of these transpersonal realms,
it is either simultaneously, or soon thereafter, picked
up and clothed in the subjective and intersubjective
structures of the individual...As such, the full
contours of the transpersonal realm are filtered,
diluted, and sometimes distorted by the limitations of
the lower structure."
3
A second problem is that many, probably most,
of the classical descriptions of higher consciousness have been
reported by individuals under unnatural circumstances--withdrawn
from society, in a monastery, a cave, or a forest, sitting very
still, eyes closed, often attempting to shut out all sensory
stimulation. It's certainly easy to justify this approach up to
a point. The ability to experience higher consciousness is not
given to any us of quickly or easily; it requires tremendous
effort and concentration, and this is often easier to make away
from the distracting influences of ordinary life. But in
divorcing himself as much as possible from the ordinary world,
the meditator, at best, loses the opportunity to see that world
with his new vision, to experience it from the point of view of
a higher world. And at worst, as the sensory deprivation
experiments of John Lilly (1972) demonstrated, the mind under
such conditions tends towards states that are not easily
distinguished from hallucinations. Anything that can be imagined
can be perceived as real.
Finally, given that higher consciousness is
so far beyond the state most of us ordinarily live in, we
shouldn't be surprised that most experiences of these states
have been rather brief and fleeting. By far the greater part of
the life of the mystic is spent somewhere between here and there
(or they might say, between there and Here), on practices
designed to reveal this higher state for greater and greater
lengths of time. These intermediate stages have their own
experiences associated with them, and while understanding such
experiences are of the utmost importance for anyone wishing to
follow the mystic path, any attempts to build models of
higher-order reality must be aware of the distinction. Surely
many of the different experiences reported by people in contact
with a higher state of consciousness, particularly people
without a long preceding program of training, are likely to
reflect fragments of a higher vision, mixed and confused with
more ordinary psychological experiences.
Bearing these caveats in mind, let's examine
some of the most widely reported experiences of higher
consciousness. In addition to providing a glimpse of what a
higher level of existence might be like, this discussion is also
intended to reveal the manner in which science and spirit can
help each other, a fundamental problem that I laid out in the
very beginning of this book. Spirit can help science by helping
it to understand, at the very least, that there are levels of
existence beyond those accessible to the ordinary human senses;
and I hope, by defining some of the relationships of these
higher levels to the lower ones. But conversely, science can
help spirit by emphasizing certain rules of the game we call
knowing reality. One of these rules, as we have just discussed,
is that experiences should be reproducible, shared by different
observers. Some others will emerge during this discussion.
Nondualism
If there is one defining feature of the
experience of higher consciousness, it's that it does not, at a
certain level, distinguish between subject and object. The
individual no longer feels separated from the rest of existence,
but is all of existence--or at least of a substantial
portion of existence that is ordinarily perceived as separate..
References made to this feature of higher consciousness in the
classical spiritual texts of Buddhism, Hinduism, Sufism, Taoism,
and esoteric Christianity are so numerous, and so well known,
that they require little discussion. A few quotes will make the
point:
"Wherever I am there is God. The eye
with which I see God is the same with which God sees
me."
-Meister Eckhart
4
"But here it is like rain falling
from the heavens into a river or a spring; there is
nothing but water there and it is impossible to divide
or separate the water belonging to the river from that
which fell from the heavens."
-Teresa of Avila
5
"It is profound, it is vast, it is
neither self nor other."
-Saraha, Buddhist poet
6
"When you realize the true nature of
the universe you know that there is neither subjective
nor objective reality."
-Bassui Tokusho, Zen master
7
"I am he whom I desire, who I desire
is I; we are two spirits dwelling in a single body."
-Husayn ibn-Mansur al-Hallaj, Islamic leader
8
How are we to understand this experience of
unity in the context of our model of the holarchy? In Chapter 4,
I suggested that subject/object dualism results from our ability
to see holons both below us and above us, with those below us
seen as external objects, and those above us seen as part of
ourselves, the subject. More specifically, this dual sense of
perception reflects our position as fundamental systems on a
level of existence that is not yet complete. We can participate
in higher stages of existence, our social organizations, which
allows us to experience them; yet as holons below them, we can't
see them in the same way as we see holons on our own stage or on
levels below us. This dualism is transcended only when we become
part of, not just a higher stage, but a genuinely higher
level of existence.
Indeed, it would seem that all the
fundamental dualisms that we human beings ordinarily
experience--not just inner vs. outer or mind vs. body, but true
vs. false, good vs. bad, positive vs. negative, liberal vs.
conservative, freedom vs. conformity, even, perhaps, higher vs.
lower--ultimately stem from this dual sense of perception. Upon
close examination, one member of each of these pairs is usually
found to be associated with holons above us, into which we are
evolving--mind, rationality, society, otherness--while the other
member of each pair is associated with holons below us, from
where we have come: body, emotion, and most basically, our
original identity as autonomous organisms. Since our identity as
holons by definition emerges from our relationships with other
holons, our ability to see in both of these directions of the
holarchy leads to a split in how we understand ourselves--what
we in effect are is both what we were (the lower)
and what we will be (the higher). Only when we realize a
higher level of existence can these opposites be transcended or
find union in a new autonomous holon that contains all of them
as intimate parts of itself.
A key point deserves reiteration. This
dualism we ordinarily experience does not result simply from the
fact that we are not fully evolved, that we have not reached the
highest state of consciousness possible to us. It results from
the fact that we are between levels. We have partly
transcended the mental level, but have not done so completely.
When we completely transcend this level, and take up existence
on the next level, we will be complete and autonomous forms of
existence again. This does not necessarily mean that we will
have gone as far as we can, that we will have reached the
highest state of consciousness. It simply means that we will
have reached a consolidation point, will have again become
fundamental or zero-dimensional stages with no existence as yet
in still higher stages on our level.
In other words, subject/object dualism--and
all the other dualisms that this one implies--is characteristic
only of holons on intermediate stages of existence; it's a
feature only of social holons, or the autonomous holons, like
ourselves in our ordinary state of consciousness, that
participate in these social holons. It's not characteristic of
holons at the fundament of any level. From this it follows that
levels of existence below us, as well as above us, may also
experience a transcendence of subject and object.
This last point--that the experience of
nondualism may be found in lower levels of consciousness as well
as higher levels of consciousness--is unfortunate in one sense,
for it suggests that lower levels may sometimes be confused with
higher levels. Indeed, it has often been observed that states of
consciousness found in people of earlier cultures, and also of
young children, seem to have some of the characteristics of a
higher state. Thus such people are reported to have some sense
of oneness with the world, of connectedness to an environment we
feel separated if not alienated from (Campbell 1959; Habermas
1979). This has led some people to see children, or people of
earlier or less developed cultures, as role models in the quest
for higher consciousness. Consider this statement by the
Chuang-Tzu, a Chinese philosopher of the fourteenth century:
"The knowledge of the ancients was
perfect. How perfect? At first, they did not know there
were things. This is the most perfect knowledge; nothing
can be added. Next, they knew there were things, but did
not yet make distinctions between them. Next, they made
distinctions between them but they did not yet pass
judgments upon them. When judgments were passed, Tao was
destroyed."
9
Transpersonal philosopher Ken Wilber calls
this confusion of a lower state of consciousness with a higher
one the "pre-trans fallacy" (Wilber 1989). In the former state,
subject and object are, as he puts it, "fused" together; they
have not differentiated, revealed their different natures. This
differentiation occurs as the child matures, or the human
evolves, at which point there may be a reintegration of subject
and object in a higher level of existence. In terms of the
holarchy, we can say that subject and object can differentiate
only after the maturing child begins to become a member of
society, that is, to participate in the higher stages of social
organization. To the extent that he does this, he develops the
dual vision, directed to existence below him and to that above
him. This is the dualism that must be transcended for the
individual to realize a still higher form of nondualism.
More generally, nondualism is a basic
experience of all autonomous holons, that is, fundamental holons
that are not part of a higher level of existence. Thus a cell
that is not part of an organism would have a nondual experience
of the world, not distinguishing itself from its environment.
This is zero-dimensional awareness, as I discussed in Chapters 3
and 4, in which the cell sees itself as the whole of existence.
As soon as a cell begins to make such a distinction, to separate
self from other--and most cells, even those outside the body, do
behave in a way that suggests such a distinction--we can say
that it has already begun to have some contact, however weak and
tenuous, with the next level of existence.
And the same in the other direction. For a
very important implication of this idea is that there may be
states of consciousness beyond that in which evolving human
beings first experience transcendence of subject/object duality.
The new autonomous level of existence may become part of still
higher stages, again experiencing a subject/object split (but
now a much higher and more complex subject as well as object),
to be transcended in still a higher form of existence. This idea
seems quite consistent with the reports of many mystics who
report more than one level of higher unity in their quest for
complete identification with the Absolute (O'Brien 1964; deRopp
1967; Chen 1968; Wilber 1980; Pears 1991; Austin 1998). Teresa
of Avila, for example, in the quote given above, was attempting
to distinguish a unity in which one is truly merged with some
higher form of intelligence from a lower unity that she
described using the metaphor of marriage (Peers, 1989). In the
latter kind of unity, there is still some dualism present; if we
take the metaphor seriously, we might say the mystical marriage
is a unity of some aspects or levels of existence, but not of
all aspects or levels. Likewise, the quote from al-Hallaj, one
of the greatest mystic followers of Mohammad, suggests a state
of oneness that is not final--"two souls in one being". Based on
many other reports of a similar nature, many theorists take it
for granted that there are several levels of consciousness above
our own (deRopp 1967; Wilber 1980).
Absence of Thought
Another hallmark of the higher state of
consciousness is the absence of what we ordinarily call thought
or mental activity. Indeed, meditation, the general term given
to the process by which an individual gradually realizes a
higher state, is best defined as the cessation of thoughts,
or--which is really the same thing--observing them from a
detached point of view:
"Stop boasting of intellect and
learning; for here intellect is hampering and learning
stupidity."
-Hakim Jami, Sufi writer
10
"As the drops of dew in contact
with the sun's rays disappear.
So all thoughts vanish
Once one has obtained thee."
-Rahulabhaadra, Buddhist poet
11
"To learn, One increases day by day;
To cultivate Tao, one reduces day by
day."
-Lao-Tzu
12
"Even the slightest movement of your
conceptual thought will prevent you from entering the
palace of wisdom."
-Dogen, Zen master
13
"The person who does most is he who
thinks least and desires to do least...Let [the soul]
try, without forcing itself or causing any turmoil, to
put a stop to all discursive reasoning."
-Teresa of Avila
14
In the previous chapter, I defined thoughts
as part of our view of higher mental stages, that is, of the
social organizations that we inhabit. When we look at these
higher-order holons, tnoughts are what we experience. And
because we are imbedded in these social groups, as firmly and as
intimately as we are imbedded in any other part of existence, we
think constantly. Homo sapiens is first and foremost a social
animal.
In order to travel to a higher level of
existence, we have to break these bonds, these connections to
other individuals that occupy so much of our inner world. This
is why the spiritual path is often described in terms of
breaking attachments, or abandoning the world. Everything that
connects us to the world as we ordinarily understand it has to
be ruthlessly done away with, and this process is often
extremely difficult, painful and downright frightening. In the
Atman Project, where the process of human development is traced
out from birth to the highest transpersonal levels, Ken Wilber
(1980) points out that this process of breaking or "frustrating"
connections occurs whenever one moves from one stage to a higher
stage. In order to transcend a purely bodily-centered form of
existence, the infant must break certain attachments to this
body, such as fascination with the mouth or the genitals. To
transcend her emotions, she must break attachments to instant
gratifications, learning to identify with pleasures in the
future rather than the present. Still further attachments are
broken as the developing child and adolescent realizes higher
forms of cognitive abilities. Almost all of these stages involve
breaking and reforming social attachments
The same process of breaking attachments also
occurs on the spiritual path, but it is not automatic. Ken
Wilber (1998b) believes that the path to higher consciousness
must unfold through a specific sequence of stages, just as a
maturing child does. I will have more to say on this later, in
Part 2, but here I do want to emphasize that while the higher
consciousness may emerge through a specific sequence, there is
no developmental program built into our brains that makes the
process inevitable. On the contrary, most of us are, so to
speak, fixated at a certain social stage of development, and
those of us who attempt to transcend this stage receive none of
the help from above that ensures the normal development of
children. Yet the principle of development, in this very broad
sense, is the same.
Should the individual be successful and reach
the higher level, she no longer identifies with the social
group-imbedded person. She transcends not only the individual
human being, but all of the social order that includes human
beings as well. It's not that these lower-order holons
disappear; they simply become part of a much higher holon. To
experience them, this higher form of existence does not have to
look down or up; nor within nor without. It just is them.
The relationship of a higher level of
existence to our thoughts is therefore something like that we
ordinarily have to our physical and biological aspects--the
organs, tissues, cells and molecules that make us up. While from
an academic or scientific point of view these holons are below
us, in our everyday life we don't ordinarily consider them in
that manner; they are just part of us. Their activity goes on,
most of it below our awareness. In somewhat the same way--but
again, without the dualism between self and other that we
ordinarily experience--a higher level of existence has an
identity completely transcending all of the thought processes.
Transcendence of Space and Time
In earlier chapters, we saw that different
levels of existence, and different stages within a single level,
exist on different scales of space and time. A cell has an
extension in both time and space that is so far beyond that of
its individual atoms that it is existing, for all practical
purposes, in several new dimensions. The same is true for the
organism in relationship to the cell.
We might expect, then, that individuals who
access a genuinely higher state of consciousness would be aware
of a greatly expanded scale of time and space. In a very general
sense, this is born out by their descriptions of higher states,
which suggest a scope of existence far beyond the ordinary world
we live in. However, the mystic most commonly insists not that
he is aware of a greater extension of space and time, but these
very concepts disappear, no longer have any meaning:
"Neither space nor time touches this
place... Time and space are parts of the whole, but God
is one...as long as the soul is conscious of time or
space...it cannot know God."
-Meister Eckhart
15
"It is believed by most that time
passes; in actual fact it stays where it is."
-Dogen
16
"Be it clearly understood that space
is nothing but a mode of particularisation and that it
has no real existence of its own...Space exists only in
relation to our particularising consciousness."
-Ashvaghosha. Buddhist philosopher
17
How are we to understand this in terms of the
holarchical model? One interpretation is that these reports are
of the highest possible state of existence. In the view of most
mystics, the highest or ultimate state of consciousness is a
universal state that embraces and includes everything. This
state is radically beyond all space and time. It's not just the
highest level of existence, but all levels.
In the holarchical model, however, a
transcendence of time and space is to be expected at any new
level, not just the highest. A cell, as we have seen, exists in
six dimensions on the physical level; yet it exists in zero
dimensions on the biological level. An organism exists in six
dimensions on the biological level, yet in zero dimensions on
the mental level. A human being we have seen exists in higher
mental level dimensions by virtue of participation in societies.
In transcending this level, we might expect again to experience
zero-dimensionality, relative to a still higher level. This
zero-dimensionality is, by definition, a state where there is no
sense of time or space. For both of these concepts, it should be
apparent, are closely related to the existence of an other,
separate from ourselves. Space is a way of defining the
relationships of other objects to each other as well as to
ourselves. Time is understood in terms of the way these
relationships change.
The holarchical view thus suggest that as
existence ascends in the holarchy it alternates between
nondualism and a sense of no time and no space, at the
beginnning of a new level; and a subject-object distinction,
along with a sense of time and space, when between levels. The
higher the level of existence the closer it is to a state in
which it completely unifies and transcends these concepts, so
that it's beyond them entirely. But each new level gives it some
taste of this unity, before new distinctions appear, which
become unified on a still higher level.
What would subject-object distinctions look
like on a higher level of existence? We first have to understand
what the initial access to a higher level is like, before there
is dualism. Descriptions and discussions of higher consciousness
often assume that this consciousness, by itself, comprises a
higher level of existence. But we have seen that lower levels of
existence are always associated with physical, biological and
mental structures. The ordinary human consciousness is
associated with the mental activities of thinking, memory,
perception, sensation and so forth; with the biological brain
and body of a human organism; and with the physical matter
ultimately composing this body. All of these holons on different
levels are connected. To the extent that lower forms of
consciousness exist, they are likewise associated with holons
such as cells or molecules.
In the same way, we would expect higher
consciousness to represent, be a manifestation of, a holon that
has some definite kind of physical, biological and mental
structure--that is, a sort of super-organism. The most obvious
candidate for this super-organism would be the earth
itself--keeping in mind that by the earth we mean not simply the
physical planet nor all its biological life (the biosphere) nor
even the sum total of all human mental activity (what Teilhard
de Chardin (1959) called the "noosphere"), but all of these,
integrated into something transcending all of them. Higher
consciousness, then, would be consciousness identifying with the
earth, in somewhat the same way that human consciousness
identifies with an individual human being. If there are still
higher levels of consciousness possible to attain, they might be
embodied in--now, or following further evolution--by still
greater cosmic forms of organization: the solar system, the
galaxy, and so on. Between the earth and these higher levels,
there would be an awareness of self as planet and other as the
rest of the universe, but now perceived in a very different
manner.
The Armenian mystic George Gurdjieff, who was
one of the first to formulate a modern version of holarchy--a
version, that is, which incorporated the concepts of both
evolution, and of higher states of consciousness potentially
accessible to human beings--described a grand scheme of
existence in just these terms. This holarchy, as elaborated by
his disciple P.D. Ouspensky, is of particular relevance to our
discussion here, because it took into account temporal as well
as spatial dimensions (Ouspensky 1961). Each level of existence
was defined by the length of time required for four fundamental
functions: sensory impressions; respiration; wake/sleep cycle;
and lifetime. For human beings, sensory impressions occur (in
Ouspensky's model) in one-hundredth of a millisecond
18;
a single cycle of respiration (one breath in, one out) in three
seconds; a wake/sleep cycle in 24 hours; and a lifetime lasts
about eighty years. All of these processes occur over longer
periods of time in higher levels of existence, and over briefer
periods of time for lower levels of existence.
P.D. Ouspensky was a well-known
mathematician, and the model of holarchy that he developed had
two mathematical aspects to it that gave it particular elegance.
First, the relationship between one function and another
function, on any level of existence, was postulated to be
described by a certain large number, constant for all
relationships on all levels. This number was approximately
30,000. Thus the ratio between the time of one respiratory cycle
and one sensory impression was 30,000; so was the ratio between
the time of one wake/sleep cycle and one respiratory cycle; and
so was the ratio between a lifetime and a day/night cycle. In
the Gurdjieff/Ouspensky holarchy, this one number fixed the
temporal relationship between all these functions, not only for
human beings, but for forms of life on other levels as well.
The second intriguing feature of Ouspensky's
model was that a function occurring on one level of existence
was another function on the next level. Thus the same number
that fixed the temporal relationship between two processes on
one level also, in effect, fixed the relationship between any
two analogous processes on different levels. For example, the
wake/sleep cycle of human beings was the respiratory cycle of
the next higher level, the planet. During this twenty-four hour
period, Ouspensky noted, the biosphere portion of the planet
"breathed in" and "breathed out" once; that is, there was one
cycle of photosynthesis, in which the planet as a whole took in
carbon dioxide and expired oxygen, followed by a respiratory
cycle in which the opposite exchange occurred. Likewise, a
lifetime of a human being, in Ouspensky's model, was a
wake/sleep cycle in the planet. And going in the other
direction, a lifetime of a cell was equivalent to a single day
in the organism, a wake/sleep cycle in the cell was equivalent
to a respiratory cycle in the organism; a respiratory cycle in
the cell occurred over the time of a single impression in the
organism.
Ouspensky postulated this model as a working
hypothesis, one in constant revision. His single constant
certainly does not exactly describe the temporal relationships
of some of these processes, and even the nature of these
processes themselves are not always clear on some levels. Nor
were levels of existence as clearly defined in his scheme as
they are in modern holarchical models. For its time, however,
when much less was known about the cellular and molecular
processes within organisms, this model was extremely advanced
and sophisticated. The basic concept of a single constant
describing temporal (and spatial) relationships between
different levels of existence is obviously intriguing, and
certainly one that could be tested through further research.
More specifically, as I noted in Chapter 3, the relationship of
energy and information to hierarchical structure also suggests
the possibility of a quantitative treatment of levels of
existence. In principle, it might be some day possible to
measure the amount of information in both the genome and the
brain, using a common standard of information. This in turn
would make it possible to calculate a ratio, much like
Ouspensky's, that expressed the relationship between two levels
of existence.
Expansion of Awareness
In the previous section, I have argued that
the experience of a higher level of consciousness is one in
which our ordinary concepts of space and time are transcended.
Such a trancendent relationship, however, does not seem to
describe with complete accuracy the mystic's perception of the
world. The processes operating on the level the mystic has
transcended do not become insignificant, beneath his perception;
on the contrary, mystics often report that the ordinary world
becomes much more significant. The mystic's view of existence is
not simply broader, but deeper, not simply more extensive, but
also more intensive. Aldous Huxley (1990a) called this opening
the doors to of perception; others have often described the
experience as one of seeing the "suchness" of things:
"He understood the quiet
superabundance of these Things; he was allowed,
intimately, to see these ephemeral earthly forms used in
such an absolute way that their harmony drove out of him
everything he had ever learned...A periwinkle that stood
near him and whose blue gaze he had already met a number
of times now touched him, but from a more spiritual
distance; with so inexhaustible a meaning that it seemed
as if there were nothing more that could be concealed."
-Rainer Maria Rilke
19
"A broad expanse opened, and the
ground appeared as if all caved in...As I looked around
and up and down, the whole universe with its
multitudinous sense objects now appeared...to be nothing
else but the outflowing of my own inmost nature which in
itself remained bright, true and transparent."
-Yuan-Chou, Chinese mystic
20
"Everything in nature contains all
the powers of nature...the world globes itself in a drop
of dew."
-Ralph Waldo Emerson
21
"The songs of the spheres in their
revolutions
Is what men sing with lute and voice
As we are all members of Adam
We have heard these melodies in
Paradise
But while we are thus shrouded by
gross earthly veils
How can the tones of the dancing
spheres reach us?"
-Jalludin Rumi, Sufi poet
22
"Crack the heart of any atom; from
its midst you will see a sun shining."
-Sayed Ahmad Hatif, Sufi
23
How are we to understand this apparent
paradox--or at least inconsistency with holarchical principles
that we have observed so far? Most mystics claim that the higher
state of consciousness is not only transcendent to lower levels
but also immanent in them. This idea is suggested in all of the
above quotes, particularly in Emerson's and Hatif's; in
Eckhart's simplest statement of it, "God is in all things."
24
It goes back at least as far as Aristotle and the Great Chain of
Being, in the idea, as we saw in Chapter 1, that every form of
existence is created by an outpouring of God, and therefore has
some part of God in it. Among some writers today, immanence is
expressed in the idea that the highest level is both the Source
and the Ground of all existence (Wilber 1981). When a mystic
returns to this Source, she is also one with its very Ground.
While I accept the notion of immanence,
however, I have two problems with using it to explain the
mystic's extraordinary perception of meaning and significance in
ordinary life. First, only the very highest level of existence
can be this Ground of all existence; no other level is. As I
have suggested earlier in this chapter, there are probably
several levels of existence above our own, and while some
mystics may have indeed experienced fleeting contact with the
highest, many of their reports are most likely from a lower,
presumably more accessible level. In this level they would not
be unified with this Ground of all existence, so they should not
experience immanence of it in all things.
The second point is that even in the very
highest state of existence possible, it is not clear that there
should be awareness of all the lower levels of existence
in any kind of detail. To be the Ground of everything is not
necessarily the same as being aware of everything. Indeed, when
mystics do experience what seems to be a very high level of
existence, one that by certain features appears to be beyond
even what is commonly considered higher than our ordinary level,
they invariably report a loss of contact, of connection, with
the latter. "While seeking God," says Teresa of Avila, "the
soul...gradually ceases to breathe and all its bodily strength
begins to fail it: it cannot even move its hands without great
pain; its eyes voluntarily close, or, if they remain open, they
can hardly see."
25
This virtually total separation from ordinary existence might
reflect the simple fact that the mystic, in such a fleeting
encounter with a level so far beyond anything previously
experienced, has not been able to integrate her own being with
it. However, such reports, it seems to me, are completely
consistent with the notion that higher levels of existence do
bear much the same relationship to ours as we do to still lower
ones: at a certain point we have so transcended a level that for
all practical purposes it ceases to exist to us.
How, then, do we explain the mystic's
insistence of a greater awareness of the ordinary world? Recall
that a fundamental system on any level of existence is both
zero-dimensional and six-dimensional. It's zero-dimensional with
respect to the new level above it; this is what gives it its
experience of nondualism and transcendence of space and time.
But it's simultaneously six-dimensional with respect to the
level it has just transcended. It's this latter relationship, I
contend, that is manifested when the mystic, at the next level
of existence above our shared mental level, views ordinary life.
From this next level, the mystic is still quite capable of
perceiving the ordinary world, and the new dimension provides a
greater richness than that we ordinarily experience. As I noted
in Chapter 5, this means that one can simultaneously experience
both permanence and change, for example.
The notion that by transcending one level of
existence we also gain greater access to a lower level has
frequently been alluded to by mystics. "By passing in his
consciousness to the level of a higher cosmos [world or leve],"
said Gurdjieff, "a man by this very fact passes to a lower
cosmos."
26
We should also remind ourselves that the next higher state of
consciousness is not a full level of existence above our
ordinary state. We have seen that as participants in social
stages on our level we are already quite highly situated in that
level. So while realization of the next higher level is an
abrupt transition in one sense--we become an autonomous form of
life again, with the potential to grow far beyond that form--in
another sense, we are simply moving up one more stage of
existence. The next level of existence is not so far removed
from the highest stages of this one.
This suggests, then, that the depth of the
mystic perception, its ability to penetrate far into our
ordinary world even as it simultaneously functions on a world
above that, is more of a quantitative than qualitative change.
The mystic sees what others see, or might see, in the ordinary
world, but much more quickly and clearly. He grasps in a moment
what others might conceivably understand over a great length of
time (or what many others, society, have already come in some
sense to understand)--but no more than this. Mystics can't see
below our level to still lower levels. I have never heard
of a mystic claiming that he could see, for example, the very
cells in an organism, or the very atoms of matter--at least, not
during the period of time before science made us aware of these
holons. The occasional reports of such visions that now appear,
I seem to notice, tend to come from scientists very familiar
with these holons from their own work:
"I was sitting by the ocean one late
summer afternoon, watching the waves rolling in and
feeling the rhythm of my breathing, when I suddenly
became aware of my whole environment as being engaged in
a gigantic cosmic dance...I 'saw' cascades of energy
coming down from outer space, in which particles were
created and destroyed in rhythmic pulses; I 'saw' the
atoms of the elements and those of my body participating
in this cosmic dance of energy."
27
"I did exactly as she directed and
felt an instantaneous rush, a feeling that accompanied
what I knew was the outpouring of endorphins from my
pituitary as they began swimming and binding receptors
all over my body and brain to work their magical
effects.
"It was clear the knowledge I had of
physiology...had enabled me to consciously intervene and
intentionally change my molecules."
28
Guess which one of these quotes comes from a
physicist, and which from a neurobiologist? I'm not questioning
that each had an unusual experience. I am questioning that they
had a universal view of reality, one accessible to anyone (and I
am definitely questioning that the author of the second quote
was able "to consciously intervene and intentionally change"
molecules in her body). I believe that we should give such
insights about as much validity as we give to the medieval
Christian mystics' visions of Christ, or voices of God.
Higher Energies
Another characteristic of higher
consciousness I want to discuss is its relationship to energy.
In Chapter 3, I suggested that as existence ascends the
holarchy, it gains in its content of both energy and
information, which may in fact be the same thing. Thus we would
expect a higher state of existence beyond our own to be
associated with a higher level of energy. This is at least
suggested by the reports of mystics, such as the quotes
presented earlier. Another kind of observation that is
consistent with higher consciousness representing a higher
energy level is that following an experience with a higher
state, through either an intense meditative effort or though
drugs, individuals sometimes report a great physical, emotional
and mental exhaustion, a complete depletion of their normal
reserves of energy (Peers 1989).
Nevertheless, the term "energy" as used by
mystics can seem quite obscure, and difficult to relate to
physical energy. To approach this issue, I want to bring in my
own experiences of higher states of consciousness, made over a
period of nearly thirty years. While I can't validate these
experiences by pointing to similar reports by large numbers of
other individuals, I feel far more certain of them than anything
I have read in some book. Furthermore, even if they be regarded
as no more than anecdotal evidence, I believe they are relevant
to this discussion because they exemplify the kind of insights
one can obtain when one does not withdraw completely or
permanently from the ordinary world, but interacts with it while
following a process of meditation. Under these circumstances,
there is the possibility of an overlap between the scientific or
empirical view and the spiritual view. This is of value to
science, because it provides a new way of looking at the world
that it studies. Yet it's also of value to spirit, beause it
exemplifies the scientific approach that the mystic requires in
order to realize spirit.
Meditation is not something one does only
while sitting quietly in a lotus position; it has to be done
every waking moment of one's life. Not only is this necessary in
order to retain the progress one has made, but it's extremely
valuable in teaching one about oneself. Meditation in action is
the same as karma yoga, or what Gurdjieff called "remembering
oneself" (Ouspensky 1961). As we gradually stop out thoughts, we
become able to observe ourself objectively. This is not a matter
of introspection, in which thought tries to see itself. The
observer or "witness" is not thought, but simply the higher
level of awareness, as it gradually shines through.
One of the major lessons I have learned in
this manner is that the relationship between higher
consciousness and energy is very explicit. This has become very
clear to me through ordinary activities of every kind performed
in the everyday world. Every activity engaged in, in my
experience, has a very definite effect on the level of higher
awareness
29,
according to a very simple rule: all behavioral activity of
any sort (mental, emotional, and especially physical) results in
a reduction in the level of awareness, either absolute or
relative. By absolute reduction of awareness, I mean that
awareness after engaging in the activity is less than it was
before the activity. By relative reduction of awareness, I mean
that the level of awareness after engaging in the activity,
though it may be greater than before one began the activity, is
still less than if one had spent the intervening time engaged in
no behavioral activity (i.e., remained meditating in stillness
and quiet).
This relationship between energy and level of
awareness, in my experience, is absolutely inviolate. Over a
period of several decades, I have confirmed literally tens of
thousands of times without a sole exception that activity
results in a loss of higher awareness, and that indeed, the
degree of loss correlates with the amount of energy the activity
requires. This correlation is so good that I have found that I
can actually use the drop in awareness to estimate the amount of
energy that various amounts of physical activity require (Table
6 )
30.
What this unequivocally demonstrates is that
there is a very close relationship between the physical or
biological energy used by the body, and that gained as one
begins to realize a higher state of consciousness. How do we
gain this energy? As I emphasized earlier, meditation is a
process of stopping thought
31.
Thinking, like any other physical, biological or mental process,
requires energy. This is clear regardless of whether we view
thinking from the customary scientific point of view--patterns
of electrical activity circulating between neurons in the
brain--or from the mental view of the preceding chapter, where I
suggested that our thoughts are the patterns of connections
between ourselves and the rest of our social environment. From
either point of view, when one stops the flow of thought,
connections between fundamental holons (cells or organisms) are
broken. As I discussed earlier, such hetarchical connections
require energy to create, and thus release energy when broken.
This energy, if properly stored, can then be used to raise one's
level of consciousness.
In Gurdjieff's system, this relationship was
illustrated in the concept of a small accumulator (the ordinary
mental apparatus), and a large accumulator, where the energy of
mental activity was diverted (Ouspensky 1961). Energy in this
system was actually transformed through a large number of
levels, corresponding to physical matter, living cells,
organisms, and a number of higher levels beyond our own. All
these levels were considered to be material, but differing in
their degree of "fineness". According to Gurdjieff, some of
these transformations occurred naturally in the human body,
through processes common to every member of the species, while
others required spiritual efforts. By making these efforts, the
entire ascending chain was open to accumulation of the finest
forms of energy.
It therefore seems that the two needs or aims
of the human organism--physical/biological on the one hand and
spiritual on the other--compete with each other. When one
engages in any activity--and particularly physical activity,
which requires much more energy per unit of time than mental or
emotional activity--part of the energy that could otherwise be
used to raise one's level of awareness must be diverted to the
activity. This energy not only reduces the rate by which
awareness can be increased through meditation, but may also
drain off energy previously acquired through meditation.
I want to emphasize that this relationship is
not an argument for not doing anything, for withdrawing from the
world
32.
Beyond the fact that a certain amount of activity is necessary
for life--to obtain food and shelter, to exercise the body, and
so forth--we can learn a great deal about ourselves through
action, and this learning, ultimately, may help the meditative
process. Indeed, the relationship between awareness and energy
teaches us how to live in the world, the right way to do things.
In order to minimize the effect of our activities on our
awareness, they must be done in the most efficient way possible,
bringing to every activity just what it requires, no more, no
less--for example, by relaxing the muscles as much as possible,
eliminating wasteful movements, and most important, having a
very clear plan of what one is going to do. To one acutely aware
of how much energy is expended in every breath, every word,
every movement, every thought of life, there is nothing
mysterious in the old Zen saying "In walking, just walk. In
sitting, just sit. Above all, don't wobble."33
Whenever one does not live this way, one wastes energy, and
loses awareness. When one is in a high state of awareness, and
therefore has a great deal to lose, the lesson is not subtle;
it's enormously painful.
In conclusion, realizing a higher state of
consciousness is a process of gaining a certain kind of energy,
and there is a definite relationship between this energy and the
more familiar kind of energy that is necessary to the function
of the human organism. In Chapter 3, I suggested that there were
holarchical levels of energy associated with holarchical forms
of life. These levels of energy are embodied in the associations
between fundamental holons on each level--atoms, cells,
organisms. The kind of energy obtained through meditation is a
still higher level, transcending and including the physical,
biological and mental forms of energy. It exists in the same
fundamentally asymmetric relationship with respect to the lower
forms of energy as they have among themselves. Just as atoms
don't spontaneously assemble into cells, or cells into
organisms, human beings do not spontaneously and effortlessly
attain a higher form of consciousness. All the great spiritual
classics testify to the enormous efforts necessary.
This understanding of meditation, it seems to
me, provides a very valuable perspective on spiritual practice.
There has been a great deal in the spiritual literature about
"shorter paths" and "accelerated methods." There are certainly
practices that work and those that don't, but when one becomes
aware--not just intellectually, of course, but most primarily,
through experience--of the relationship of higher consciousness
to energy, one begins to appreciate that no path is short or
accelerated. The process of gaining energy is very slow--only a
very small portion can be obtained every day--and the amount
required is very great. Perhaps it would be possible, with more
knowledge of holarchical relationships, to estimate fairly
accurately how much energy--and therefore, perhaps, how long a
time--is required to realize the next higher state of
consciousness. Though I can provide no such estimate here, my
own experience has given me the absolute certainty that my
entire life will not be not long enough.
Freedom of Self and Limits to Holarchy
Another experience commonly associated with
higher states of consciousness is freedom. Freedom as described
by mystics is perhaps even less easy to comprehend than some of
the other features of higher states that I discussed earlier.
It's certainly a vaguer notion than nondualism, for example, or
even than the ineffable quality of suchness. And perhaps more
than most other often-reported experiences, it's a very easy
concept to be deluded about. Who, after all, can't say that he
feels freer?
Yet if the experience of freedom is a
difficult one to describe in public, verifiable terms, it's
nonetheless quite consistent with principles on lower levels of
holarchy. As I discussed in Chapter 2, all holons are subjected
to constraints from those holons above them. The higher in the
holarchy a holon is, the fewer constraints it must experience.
It follows that freedom increases with holarchical development.
Nor should it be difficult to understand the
kind of constraints that one escapes by realizing a higher level
of existence. In Chapter 4 I discussed the social constraints
that bind us, the limits on not only our physical behavior, but
also our mental and emotional behavior that our social
organizations place on us. In a higher state of existence, where
there is no thought and no desire, the possibility of mental and
emotional constraint is gone. While in this state, an individual
may still be part of a society and follow its rules. Yet she is
no longer constrained by these rules, because she no longer is
attached to this society. She is, as the old saying goes, in the
world yet not of it.
But contact with a higher level of existence
also introduces us to, and perhaps frees us from, other
constraints on our existence. These constraints, at least as
they appear to us, are not really hard to see, but they are so
fundamental to our existence as human beings that we take them
for granted, normally not even considering them in discussions
of freedom. As organisms, we must live in a certain kind of
environment, one with a relatively small range of temperatures,
a certain composition of gasses in the atmosphere, the presence
of water and sources of energy. We also must die within a
certain span of time, usually less than a century.
By transcending our human existence we have
the possibility of transcending these limits as well. Certainly
if we take seriously the idea that the next higher level of
existence is planetary, then we transcend our ordinary
mortality. While a planetary level of existence may still be
constrained by certain requirements of temperature, atmosphere
and energy, these constraints are more relaxed than those for
any one species. It also has a lifetime measurable in millions
or billions of years.
I pointed out earlier that there are several
other features of existence that seem to increase as we ascend
the holarchy, including information, energy and complexity. One
problem with using any of these qualities as a measure of
holarchical development, however, is that they apparently may
increase without limit. Is there a limit to the amount of energy
or information present in the Universe? The physicist would say
energy is limited, but it's such a vast amount that it seems
infinite for all practical purposes. Whether there is a limit to
information or complexity is more problematic.
Freedom, however, when defined in terms of
the number of constraints on a holon, suggests that there is a
limit to the holarchy. If we experience fewer constraints as we
ascend the holarchy, there should come a point at which there
are no constraints at all, when we have complete freedom. This
point of complete freedom should correspond to the highest level
of existence possible, the level that encompasses all other
levels.
This idea, again, is very prominent in the
teachings of Gurdjieff (Ouspensky 1961). In his holarchical
model, every form of existence was subjected to a certain number
of laws; in the case of ourselves, this number was twenty-four
or forty-eight, depending on our development. By further
evolution, however, we could free ourselves from some of these
laws. The Gurdjieffian holarchy was defined in such a way that
every new level or perhaps stage of existence was accompanied by
a halving of the number of laws or constraints. Thus at the next
level of existence, an evolving consciousness would be subject
to only twelve laws; at the level beyond that, six laws; then
three, and finally one.
As with the earlier discussion of
mathematical holarchical relationships in the
Gurdjieff/Ouspensky system, one does not have to believe in the
exact numbers to appreciate the value of the approach. It seems
to me that it should be possible, with a sufficient
understanding of lower levels of existence, to define the kinds
and number of constraints operating on holons at these levels,
including our own. If we can do this, the way may be open to
determining the number of levels of existence possible above our
own. Such an estimate could provide a way of using a purely
scientific approach to arrive at an understanding--an answer to
a specific question--that has to now been possible only through
a spiritual approach. Each approach may help validate the other.
Brain Correlates of Higher Consciousness
The features of higher consciousness I have
just discussed provide mystics with a way of communicating their
experiences to like-minded people. For the community of
individuals interested in these higher states, they are the data
used to explore and define these states in a collective manner,
to map them onto intersubjective domains, as Ken Wilber (1989)
puts it. If higher consciousness is to be considered part of a
worldview that includes phenomena explored by traditional
science, however, it would be very helpful if it could in some
manner be related to the brain. Most scientists and philosophers
interested in mind and consciousness probably have not had much
if any experience of higher states of consciousness, and as I
pointed out earlier, generally don't take them very seriously.
If, on the other hand, it were possible to correlate higher
states with unique activity in the brain, this might go some
ways towards convincing scientists that these states are worthy
of investigation. As with ordinary consciousness--indeed, far
more so--we should not expect such studies to tell us what
higher consciousness is, how it emerges from brain
function (I will discuss this issue in the following section).
But just as neuroscientists are beginning to identify the areas
of the brain and the types of neuronal processes associated with
various forms of mental activity of which we have conscious
experience, so we might reason that experiences of higher
consciousness might also be accompanied by changes in brain
function.
In the past twenty years, a large number of
investigators have attempted to do this (Delmonte 1985; Wallace
1993; Austin 1998). Typically, these studies approach this
problem by comparing measurements of some indicator of brain
activity, such as EEG, neurotransmitter release or regional
blood flow, in individuals with some experience in a spiritual
practice with control subjects who have not (Dillbeck and Vesely
1986; Jevning et al. 1996; Mason et al. 1997; Liubimov et al.
1998; Lou et al. 1999). More recently, the paradigm has been
extended to the assessment of cognitive, moral, affective or
other mental functions (Alexander and Langer 1990). The basic
question motivating all these investigations is simply: what
scientifically measurable differences, if any, can we find
between those experiencing higher consciousness and those not?
Many of these studies have reported
significant differences, though there is some controversy over
this (Holmes 1984). The real problem, though, as ought to be
obvious, is that there is no way to establish that someone who
claims to be experiencing higher consciousness really is. The
characteristic features of higher consciousness I discussed in
the previous sections have been defined from very detailed
reports of individuals, who have taken great pains to describe,
within the obvious limits of language, what they experienced.
Rarely, if ever, do the subjects in studies of brain and mental
functions submit such reports; most often, it's simply assumed
that since they have practiced meditation, they should be at a
higher state of consciousness than controls. They may indeed be
experiencing something that the controls are not, but whether
it's really a significantly higher state of consciousness is
unfortunately rarely debated.
One major reason for doubting the
authenticity of the experiences of these subjects, in my view,
is that the great majority of studies I have seen use
individuals who have relatively little experience with
meditation. Typically, they have participated in a program for
just a few weeks or a few months. If one takes seriously the
reports in the classic literature of mysticism that the
spiritual path is a very long and extremely demanding
process--and my own experience leaves me with absolutely no
doubt about this--then one has to be extremely skeptical of
studies employing beginners. This is all the more so when the
meditative experience they have had is limited to a few minutes
or a few hours a day--as it apparently is by those who run and
participate in these studies at one of the leading institutes
devoted to this research, the International Maharishi Center in
Fairfield, Iowa.
Let me be very blunt about this. In my
experience--and though I can't prove it's true for others, I am
as personally certain of this as I am that others, too, must
eat, breathe and sleep, just because I know I must--to go
anywhere on the spiritual path requires a total
commitment. This means meditating always--every waking
moment of every day, for one's entire life. As I pointed out
earlier, even this level of dedication will most likely not
bring one permanently to the next level of consciousness; but it
will raise one's consciousness well above the ordinary level.
Part-time meditation does not work. One cannot simply sit
and watch one's thoughts or breathing for a hour or two every
day, then let it "carry over" to the rest of life, as the
currently popular saying goes. The efforts made in meditation do
not "carry over" in this sense; one either continues the
struggle all the time, wherever one is and whatever one happens
to be doing, or one loses whatever infintesimal glimmer of
consciousness one had realized. As I hope the previous section
on energy made clear, the natural state of human beings is to
expend energy, by thinking, and only by the most unrelenting
opposition to this state does one have even a chance of
realizing higher consciousness. People who think they can
realize higher consciousness by what they call meditating for a
portion of every day are doing just that--thinking they are
realizing higher consciousness. Meditation is not about
thinking; it's about struggling with thinking.
Does this mean we should give up trying to
correlate the scientific brain with the spiritual experience? I
do suspect that those individuals, probably exceedingly rare,
who have realized a significantly higher level of consciousness
most likely are not going to make themselves readily available
for such studies. On the other hand, James Austin, in his
massively documented Zen and the Brain (1998), shows us
that there are other ways to approach the question. From
conventional neuroscience, we know quite a bit about systems in
the brain that might be expected to be relevant to some of the
experiences associated with higher consciousness. Continued
research in this field, correlated with studies of ordinary
consciousness, is likely to shed significant light on the
possible correlates of higher consciousness. If and when higher
consciousness becomes more generally recognized by society--an
issue I will return to in the final chapter of this book--more
direct studies of the phenomenon may become feasible. In the
meantime, I'm sure the studies of meditating individuals will
continue, and I will continue to follow their reports with a
great dose of skepticism.
Is Higher Consciousness Emergent or
Fundamental?
In concluding this discussion of higher
consciousness and higher levels of existence, I want to discuss
a central issue raised by the very existence of these states.
Can higher consciousness be understood as emerging from
lower levels of existence--the human brain and its interactions
with other brains in human societies--or has this consciousness
existed prior to the emergence of human beings and their
societies? The answer to this question obviously has enormous
implications for our understanding of not only consciousness
itself, but of the entire evolutionary process. If higher
consciousness existed prior to human beings, then it's most
likely a fundamental feature of the universe. We then understand
the universe beginning not from below, with material existence,
as the conventional scientific worldview holds; but from above,
by an intelligent creator. Furthermore, if consciousness is
fundamental, then the hard problem that I discussed in the
previous chapter becomes reframed: we no longer ask how physical
and biological processes could give rise to consciousness, but
rather how they become associated with it.
If, on the other hand, higher consciousness
has emerged from our level of existence, then the conventional
scientific view of evolution from the bottom-up may perhaps
still be preserved. Just as atoms combined to form molecules and
cells, cells formed organisms, and organisms societies, higher
levels of existence, with associated higher levels of
consciousness, my have emerged from below. As difficult as it
may be to understand how even ordinary consciousness, let alone
higher consciousness, emerged in this manner, the rationale for
trying to understand is at least there.
We might begin this discussion by noting that
the evolution of even ordinary consciousness, of the kind we all
take for granted, is not easy to explain. I pointed out in the
previous chapter that many philosophers believe that the hard
problem aspect of consciousness, our direct experience of it, is
logically separable from the brain. That is, one could imagine
zombies with all the functional aspects of human mentality, yet
with no conscious experience. If one accepts this argument, then
it's virtually impossible to explain the evolution of
consciousness by Darwinian processes, involving natural
selection. In order for a feature to be selected, it must give
the organism some kind of advantage over other organisms. If
consciousness is completely separable from the function of the
mind, however, it would provide no such advantage.
I think this point, by itself, is a fairly
substantial argument for the notion that consciousness, in some
sense, is fundamental, having preceded the evolutionary process.
It's not compelling, however, and not just because not all
philosophers accept the logical possibility of zombies. Even if
consciousness provided no selective advantage to us, it might
still have evolved through a non-Darwinian process. I will be
discussing such alternative evolutionary processes in Part 2.
Here it will suffice to say that some scientists believe that at
least some evolutionary changes occurred through processes that
occurred more or less inevitably, and which therefore were not
subject to selection. So the zombie argument does not
unequivocally rule out the possibility that consciousness could
have emerged from the brain.
So what observations or evidence can we bring
to bear on this question? To most people who have experienced
higher consciousness, the answer to this question is so obvious
it's hardly worth discussing: Higher consciousness is
fundamental, not emergent. Mystics come to this view because the
experience itself, as I noted earlier, is so often associated
with an enormous sense of meaning and significance. One feels
that one has returned to one's origins, is becoming unified with
something that was always there--the Self. Indeed, the most
radical forms of mysticism, such as that taught by the great
Buddhist sage Nagarjuna, deny that there is anything to attain
(O'Brien 1963).. The Self is always there.
A skeptical (and experientially ignorant)
scientist will probably dismiss this argument. Just because an
individual has an overpowering feeling that higher consciousness
has always existed doesn't mean that it has. But to this
evidence can be added a second important observation. As I noted
earlier, many mystics have claimed there is not one but two or
more states of being above our ordinary one (Ouspensky 1961;
O'Brien 1964; deRopp 1967; Chen 1968; Wilber 1980; Peers 1991;
Austin 1998). If one takes this claim seriously, then it's much
more difficult to argue that higher consciousness is emergent.
One could conceive of a higher level of existence gradually
coming into being through the organization of human societies on
earth; but how could still another level above that exist?
I will be discussing the process of evolution
in detail in the second part of this book. For now, however, we
can just note that our conventional understanding of the process
is that one level emerges at a time. It may be--indeed, we will
see that it does happen--that a higher level may begin to emerge
before the evolution of the level immediately below it is
complete. However, we have no evidence at all--from all we know
about how evolution on earth has occurred up to now--that more
than one level of existence can emerge at the same time. How
could it? How could organisms begin to evolve until cells were
fairly well along? How could cells emerge before there were
atoms? In just the same way, an emergent process can't account
for the existence of two or more levels of consciousness above
our own.
Of course, the mystic's experience of more
than one level of existence above the ordinary one is even
briefer and rarer than the experience of a single higher level
of existence. Furthermore, because the experience is generally
simply in terms of consciousness; I'm not aware of any reports
describing higher levels in terms of holons with physical,
biological and mental components that could be related to ours.
So one might still be skeptical of higher levels of existence in
any sense related to the one science in which understands
levels. Still, a phenomenon has to be explained. Whatever the
further reaches of mystic experience represent, they don't
connect easily with a holarchy that is evolving from the bottom
up.
A final means of approaching this issue might
be to ask whether human beings in the past were able to
experience higher consciousness. If higher consciousness is
emergent with human societies at a certain point in their
evolution, one might expect that this experience would be fairly
recent in our history. At the very least, one might imagine that
more people today would experience higher consciousness than did
so in the past; and that their experiences, on average, would be
in some sense deeper or higher.
The answer to this question, unfortunately,
is not very clear. There is no denying, of course, that
experiences of higher consciousness go back at least several
thousand years, to individuals like Buddha, Jesus and Plato. If
one accepts Joseph Campbell's interpretations of certain myths,
we might push the dates back at least several thousand more
years (Campbell 1959), though this interpretation has been
contested (Wilber 1995). But in any case, whether more
people--that is, a greater proportion of people--today have some
experience of higher states, and whether these experiences in
general are deeper and more profound than those of earlier
mystics, are very difficult questions to address. Numerous polls
suggest that a very large number of people believe they have
experienced higher consciousness (Austin 1998), but as I noted
above, this doesn't mean they have. And in any case, we have no
basis for comparison with people of earlier ages, when polls of
this kind were unknown.
Transpersonal philosopher Ken Wilber, one of
the foremost proponents of the mystical view that higher
consciousness is fundamental and creative of all of existence,
has ironically argued that one can see such a progression. In
his view, the peak experiences of mystics of the past were not
as advanced as those of more recent times, and he relates this
to the fact that the average mode of consciousness--one
well below the mystic one--was also below that of human beings
today (Wilber 1981). That is, people today, on average, have a
rational/logical mode of consciousness, or something near that,
whereas people of several eons ago tended to have a lower mode,
what he calls mythic. Thus in Wilber's view, mystics of today
are starting with a higher consciousness than those in
the past, and therefore, have not quite so far to go to realize
still higher states.
This idea has been challenged by those who
point out that it implies that mystics of the past were able to
leapfrog, so to speak, over states of consciousness, like the
rational/logical, going directly from the average mode of mythic
consciousness to a state above the rational level (Kelly 1998).
Wilber himself seems to contradict this idea, saying "one does
not and can not reach the transpersonal without first firmly
establishing the personal"
34,
and "meditation can profoundly accelerate the unfolding of a
given line of development, but it does not significantly alter
the sequence or the form of the basic stages in that
developmental line"35.
If we adopt the point of view implicit in these quotes, then we
could say that before the human brain can experience higher
consciousness, it must reach a certain level of development. So
though higher consciousness may have been just as
experienceable, in some sense, in the past, the humans of that
time were not as capable of realizing it36.
I will return to the problem of evolution of
higher consciousness in Part 2, in the final chapter of this
book. For now, I conclude that there are substantial arguments
that consciousness can't be considered simply a higher level of
existence, related to us much as we are related to matter and
life, but that it's beyond, and prior to the holarchy. Thus
while we can get cells by putting atoms and molecules together
in a certain way; we can get organisms by putting cells together
in a particular way; and I believe we can get mind, in the
functional sense, by putting cells and organisms together in
a particular way; I don't believe we get consciousness by
putting any of these lower holons together in a certain way.
Consciousness is a separate phenomenon, transcendent to the
entire hierarchy. While there are unquestionably different
holarchical levels of consciousness, all of them, in my view,
can be understood as holons at a particular level
experiencing some portion of this total or universal
consciousness. These levels of consciousness, as I discussed in
Chapter 4, can be represented as a separate scale in the
holarchy, as they are in Wilber's model. However, it seems
simpler to me to have one scale, simply adding that holons at
particular positions on this scale can experience consciousness
to different degrees. I believe that this view is consistent
with Wilber's position:
"My own claim, however, is that the
distinction interior/exterior is not an emergent
property, but rather exists from the first moment
a boundary is drawn, that is, from the moment of
creation."
37
I'm well aware that as long as relatively few
people have experienced higher consciousness, this argument may
not be taken very seriously by the scientific/philosophical
community. Even among those scientists and philosophers who do
have some experience of higher states--and recent polls suggest
there are more than a few such individuals ( )--there is often a
tendency not to introduce them too seriously into discussions of
our scientific worldview. Because I'm writing a book that
addresses people who may not have had such experience, I have
emphasized the development of reasonable criteria of evidence,
based on reports that seem to have stood the test of time. I
believe if we apply this evidence with caution, we can and
should use these experiences to expand our understanding of
lower levels of existence as well. But my own beliefs have
nothing to do with this evidence. If no one else had ever
experienced or written about higher consciousness, I would be
not a whit less certain of its reality. Indeed, I have yet to
find anyone, past or present, who shows any understanding of
some of my experiences, but this has never caused me to doubt
them.