Worlds Within Worlds
- The Holarchy of Life
(Chapter 5)
by Andrew P. Smith, Oct 24, 2005
(Posted here: Sunday, May 27, 2007)
5. UNSEEN DIMENSIONS
"There is not and cannot be anything in our
immediate experience that is like immediate experience itself.
There is therefore a sense in which we shall never be able to
understand consciousness in the same way we understand things we
are conscious of."
-Julian Jaynes
1
"We're all zombies."
-Daniel Dennett
2
Consciousness is not an easy thing to define,
but most people would agree that there is an aspect of it that
goes beyond any mental function, however complex. Regardless of
what we are doing with our minds--thinking, feeling, sensing,
planning, recalling--there is, or can be, some kind of an
experience accompanying the event. This is the first person or
subjective aspect of consciousness, what philosopher Thomas
Nagel (1974) calls "what it is like" to be a human being, or any
other creature with some degree of consciousness. As Descartes
pointed out, it's the one feature of existence we are all most
certain of; yet ironically, it's also the one phenomenon for
which we can offer no evidence at all, in a scientific sense.
Precisely because consciousness in this sense is a first person
experience, there is no way it can be demonstrated to a third
person. I can describe my conscious experiences, in some manner,
to other people, but I can't present these experiences, just as
they are, to others. This introduces us to the hard problem of
consciousness.
One enterprising researcher has suggested the
hard problem will be solved when we can wire one brain's
contents into another person's head (Ramachandran 1998). Even if
this kind of manipulation were technically possible, however, it
would not solve the hard problem. In the first place, the very
process of "wiring" would mean that the functional organization
accessible to the two people would be different. And even if it
were possible to make the nervous systems of two people
identical, we still would have no certainty they were having
identical experiences. Ramachandran is assuming a priori
that identical brain processes must give rise to identical
conscious experiences, whereas this question is part of what
we're trying to answer. And finally, even if we had this
certainty that the experiences of the two people were identical,
we still would not know how consciousness is correlated
to brain processes, which is the real heart of the hard problem.
Clearly there is some kind of connection
between consciousness and the brain. Whatever exactly
consciousness is, we seem to have more of it than other
organisms, and this is related to our larger and more complex
brain. Furthermore, we experience different states of
consciousness--deep and REM sleep, ordinary waking, and perhaps
several others
3--which
can be correlated with activities in different parts of the
brain. Or as philosopher Colin McGinn puts it more bluntly, "if
we get hit on the head, introspection lets us know that our
consciousness has been altered."4
There is no question then that activity in the brain is closely
related to consciousness.
But how? The two seem to be irreconcilably
different kinds of things. How can consciousness as we all
experience it--that rich world of sights, sounds, smells,
emotions and so forth that has defied complete description by
the best poets and writers of the ages--possibly arise from
physical and biological processes in the brain? How can we
possibly go from the lumpy, sticky, gooey material of biological
tissue--or if you prefer, from billions of electrical signals
making up life's most complex computer--to raw, qualitative
experience?
Many scientists and philosophers, staring
into this chasm, experience a comforting sense of deja vu.
Didn't we feel the same way about life a century ago? Patricia
Churchland argues (Churchland 1996b). Weren't processes like
growth, reproduction and heritability just as unfathomable
before the discoveries of modern cell and molecular biology
showed how they could be accomplished by complex molecular
structures? And before even that, weren't physical processes
such as heat and pressure mysterious until the atomic theory of
matter?
There is, however, an important difference
between these physical and biological phenomena, on the one
hand, and consciousness, on the other. We can study the former
objectively, in the scientific sense. We can isolate a material
substance, a growing cell, or even another organism from
ourselves, and perform certain manipulations on it, observing
how these experiments affect it. Consciousness, in contrast, is
not separable from the scientific observer. This is the first
person aspect of it which is completely inaccessible to the
classical detached scientific observer. McGinn (1991) has argued
that this makes it impossible to study consciousness in the same
way that science has addressed every other phenomenon in the
natural world.
In summary, while many aspects of the mind
are perhaps in principle explainable in terms of the brain,
there seems to remain something left over, so to speak, a
phenomenon which is separated from our understanding of physical
and mental processes by an enormous gap. A theory that could
bridge this gap is called "transparent", and most scientists and
philosophers, whatever their disagreements on other issues
related to consciousness, agree that we have no such theory.
Indeed, some philosophers, such as McGinn, argue that we never
can have a theory of consciousness in this sense, a point I will
return to later.
The debate over the hard problem is a central
issue not simply to those interested in the brain and
mind--philosophers, psychologists and neuroscientists--but to
others outside these fields. Indeed, it's no exaggeration to say
that every area of human knowledge--from anthropology and
sociology to economics and political science to art, music and
literary criticism--is affected by it. Why? Because the answer
to the hard problem determines how we are to approach all these
other subjects, how we are to relate the issues they adddess to
those of the so-called hard or empirical sciences. In the
opening chapter of this book, I pointed out that most scientists
and many philosophers practice a subtle form of reductionism (in
Ken Wilber's words), in which all the interior or subjective
qualities of existence are "collapsed to", or understood in
terms of, exterior or surface qualities. This reductionism is
stoutly resisted by Wilber and many other philosophers and
social scientists as well as those in the arts who follow a
hermeneutic or intersubjective approach.
The quarrel between these two groups, it
seems to me, boils down to the hard problem. I argued in the
previous chapter that many of the interior aspects of
consciousness are identical to the social holons of our level of
existence, and don't require a separate holarchical axis to
accomodate them. To this extent, a certain degree of collapse
has occurred. But I also argued that the hard problem is not
really about inner vs. outer; it's about a more fundamental kind
of experience. If this fundamental aspect of consciousness can
be understood in terms of processes in the brain then subtle
reductionism is a valid approach. All the interior qualities
that make up so much of the data of the social sciences and the
arts can ultimately be connected to, and perhaps even formulated
in terms of, physical and biological processes. We need nothing
more than a single-scale holarchy, and a holarchy, moreover,
that ends with our own species and its societies. On the other
hand, if the hard problem resists explanation in terms of the
brain, then subtle reductionism will always be missing something
very significant. However much the intersubjective sciences may
profit from the findings of the hard or empirical sciences,
there remain aspects of them that can't be reduced to empirical
approaches.
In the following chapter I will discuss the
evidence for a higher state of consciousness, which strongly
suggests, at the very least, that there is more to the holarchy
than ourselves and our societies. In this chapter, however, I
will consider the hard problem as scientists and philosophers,
generally working from the perspective of our ordinary
consciousness, have tried to deal with it. All of these
theories, it will be clear, fail the ultimate test of
transparency, and I believe they do so precisely because they
fail to recognize the existence and the features of higher
consciousness. But this hardly means that such theories have no
value. For one thing, some may shed light on the details of the
correlation of consciousness with the brain. A theory might
explain, for example, why specific features of consciousness are
associated with particular patterns of nervous activity. Such a
theory could have great value, for example, in our approach to
mental illness.
A second useful feature of current theories
of consciousness is that they focus our understanding of just
what the hard problem is. A century ago, many scientists felt
that we would never understand the cognitive functions of the
brain--how we think, learn and remember. These functions were
part of the hard problem. Thanks to recent advances in
neuroscience and other disciplines related to the brain, we are
beginning to have such an understanding. Some philosophers, such
as Paul and Patricia Churchland, believe we may someday be able
to understand and express human psychology in terms of a brain
language (Churchland 1986, 1996a, 1998). While a complete
understanding in these terms seems very unlikely to most of
their peers, the significant point is that the very attempt to
explain ourselves in terms of the brain will surely illuminate
more clearly just what it is that can't be explained in this
manner. The hard problem of consciousness, more than any other
phenomenon, is and must be defined scientifically in terms of
what it isn't.
Traditionally, most theories of consciousness
have fallen into two general classes: monistic and dualistic.
Monistic theories propose that consciousness and brain are of
the same stuff, so to speak. Thus materialism, a monistic view
that is the dominant one among most scientists today, proposes
that consciousness in some manner is caused, or determined by
the physical and biological processes of the brain. This causal
pathway need not be strict nor direct. We have seen that complex
phenomena with new properties emerge from simpler ones. Thus
growth, reproduction, and other properties of cells emerge from
interactions of many different molecules. None of these
molecules by themselves can manifest these properties in the way
cells can, nor could all of them together do so if they were not
organized in a very specific manner. Nevertheless, the
properties of cells are understandable in terms of the
interactions of these molecules. So we can say that we have a
materialistic understanding of cells.
We have already seen the weakness of this
kind of theory as applied to consciousness. Consciousness, in
its hard problem aspects, seems to be very different from even
the most complex other features of cells and organisms.
Furthermore, it does not lend itself to a scientific approach in
the way these other features do. Though many ingenious and
sophisticated theories of how brain activity might give rise to
consciousness have been proposed, all of them seem--to me, and
to most other theorists--to fall far short of crossing this very
difficult gap.
The other major type of theory attempting to
understand consciousness is dualism. Dualism, which we have long
associated with Descartes, proposes that brain and consciousness
are distinctly different things. Consciousness is not determined
by activity in the brain, but has an independent existence. The
problem with this class of theory, however, is that it has great
difficulty explaining why there is any relationship between
consciousness and brain at all. As I pointed out earlier, the
evidence of this interaction is obvious. If consciousness is
completely different in nature from the brain, how (and why) can
it be associated with the brain?
Most scientists and philosophers are now well
aware of the problems with both monism and dualism, at least in
their simplest forms. This has stimulated considerable efforts
to develop a theory that avoids the weaknesses of either. What I
propose to do next is consider some of these, which I call
"hybrid" theories. The first two of them are essentially
dualistic, and the other three monistic, yet all of them are
somewhat different from these traditional classifications. There
are many other interesting and influential theories of
consciousness, but since they fall into the more traditional
categories, particularly materialism, I will not discuss them
here.
David Chalmers' Zombies
David Chalmers is one philosopher who is very
much convinced that the gap between brain and consciousness is,
in some sense, unbridgeable. While acknowledging that science
may eventually elucidate the brain corrrelates of mental
processes--what he refers to as the "soft" problems of
consciousness--he firmly distinguishes them from the "hard"
problem of experience, which I just discussed. And his solution
to the problem is to bite the bullet--or perhaps, as one of his
critics suggested, to swallow an entire arsenal. Chalmers
proposes that consciousness is a fundamental phenomenon,
somewhat as space and time or matter and energy are currently
thought to be in physics. That is, it can't be explained in
terms of anything else--not in terms of the brain, nor even in
terms of matter and energy themselves--but must be taken as a
starting condition of the universe. Chalmers does, however, make
some attempt to relate consciousness with information, which as
I suggested earlier, has caught the attention of several other
theorists as a possible fundamental phenomenon.
The heart of Chalmers' argument is based on a
series of thought experiments, many of which involve a
hypothetical creature, currently very fashionable among
philosophers of consciousness, called a zombie (Chalmers
1996). A zombie is a human-like organism with all the physical,
biological and mental features we have, including thinking,
learning, feeling, perception and so on--yet who is not
conscious in the sense of having inner experience of himself,
his behavior, and the surrounding world. Such an ersatz person,
the argument goes, would appear to us to be just like any other
human being. He would carry out conversations, solve problems,
recall previous events, learn new information, even report
feelings. The only difference between him and an ordinary person
is that the zombie would have no conscious awareness of herself
or of anyone else. He would be much like a very sophisticated
robot.
If one accepts Chalmers' argument about the
logical possibility of zombies (and other arguments that I will
not discuss here), it seems to follow that consciousness is
independent of the brain, in the sense in which scientists
normally use that term. That is, since all the purely "soft" or
mental/behavioral aspects of consciousness can hum along just
perfectly without any accompanying consciousness, there doesn't
seem to be any reason to suppose that the latter is an emergent
feature of the brain. It must be located, so to speak, somewhere
else.
But this raises an obvious problem, one
associated with all dualistic theories. As I pointed out
earlier, we all know that consciousness does have some
relationship to the brain. So how can consciousness be
completely independent of the brain? To address this problem,
Chalmers proposes a type of what philosophers call "property
dualism". On the one hand, he argues for a monistic theory based
on physical matter. But matter, in his view, has two kinds of
properties: in addition to its physical properties such as mass,
temperature, color, and so forth, matter has a second class of
properties, represented by consciousness. Since consciousness is
a property of matter, the two phenomena proceed in parallel,
with a certain type of brain process, for example, always being
associated with a certain type of conscious experience. This
correlative relationship accounts for why consciousness is
always found to be associated with a brain, and even more, why
different states or degrees of consciousness may be closely
associated with certain patterns of activity in the brain.
Despite this perfect correlation between
matter and consciousness, however, there is no causal
relationship between the two. The physical world, in Chalmers'
view, is causally closed with respect to consciousness.
Everything that happens in this world can be explained by
physical laws. Though consciousness tags along with physical
processes, as it were, changing as they do, it is not caused by
physical processes, nor can it have any effect on them.
This is not an easy relationship to imagine.
In science, correlation is generally taken as evidence of cause.
If two events always occur together, or if there is some kind of
regular relationship between their occurrence, a scientist
presumes there is a causal relationship. However, when we are
dealing with fundamental properties, as physicist David Deutsch
explains, this is not always the case:
"The prediction of one event from
another does not imply that these events are cause and
effect. For example, the theory of electrodynamics says
that all electrons contain the same charge. Therefore,
using that theory we can--and frequently do--predict the
outcome of a measurement on one electron from the
outcome of a measurement on another. But neither outcome
we caused by another."
5
As this quote implies, though, we usually
ascribe fundamental, starting-condition properties to physical
matter or forces, not to something as seemingly complex as
consciousness. At the very least, Chalmer's theory is guilty of
a lack of some elegance, because it postulates two different
kinds of phenomena--consciousness, on the one hand, and
physical/biological/mental processes, on the other. It seems
that the latter account for most of Chalmers' worldview, while
consciousness is sort of tacked on to explain everything that
the former can't explain. Though Chalmers insists that
consciousness is a property of matter, since it is not caused by
matter, there have to be other kinds of laws, which Chalmers
refers to as "psycho-physical" or "bridging" principles, that
account for the relationship. This suggests that his theory, if
fully worked out, might become rather cumbersome.
Science generally aims for unity in its
theories, and when they lack it, this is considered a reason for
further revision. No physical theory yet exists unifying the
major forces of gravitation, electromagetic radiation, and and
strong and weak forces in the atom, but most physicists assume
there probably is one. More to the point, these different forces
were postulated not to bring together phenomena described by
both--as Chalmers theory of the relationship of consciousness to
the brain was--but to account for certain phenomena within the
range of each. In other words, the multiplicity of physical
forces is considered a starting point for further work, whereas
the duality of consciousness and matter/life/mind proposed by
Chalmers is an end point.
Another criticism of Chalmers' theory raised
by several philosophers is that it implies that consciousness
can have no influence on our behavior. If the so-called soft
problems of mind are explainable in terms of physical laws, but
the hard problem of consciousness is not, then whatever
conscious experience we have does not alter in the slightest
what we think or do. Thus if I have a conscious experience of
pain, my outward perceptions and behavior (as well as inner
perceptions and behavior, to the extent that these proceed
unconsciously) would be no different from what they would be if
I had no such experience of pain. To most people, this seems
counter-intuitive, though as I will discuss later, it's a
well-established fact that most of our behavior is unconscious.
A final troublesome aspect of Chalmer's view,
to many of his peers, is that it leads to panpsychism, the
belief that consciousness exists in everything. If consciousness
is a fundamental feature of the universe, then everything, it
would seem, is conscious to some extent. Indeed, Chalmer takes
this implication of his theory seriously, and argues that even
some forms of inanimate matter have some consciousness. While
most scientists would probably accept that many lower forms of
life have some consciousness, they would balk at the notion that
non-living things are conscious. But according to Chalmer's
theory, almost anything with some kind of function--he uses the
example of a thermostat--should be conscious.
The Brain as a Radio Receiver
A second hybrid type of theory I want to
consider, which is also a modified form of dualism, likens the
role of the brain in consciousness to that of a television or
radio in transducing visual or aural information (Grof 1985). A
radio, of course, doesn't produce the sound that emanates from
it, but its structure is nevertheless closely correlated with
this sound. Turn the dial, and a different sound appears. Remove
a part from the radio, and all sound may be lost.
In the same way, some theorists suggest, the
brain doesn't produce or determine consciousness, but simply
receives, or tunes in to it. In this view, consciousness is not
confined to the brain, but exists as a kind of field surrounding
the organism. In this sense, the relationship between the two is
dualistic. In order to experience or identify with this
consciousness, however, the organism must have a certain kind of
brain. Thus a close correlation between brain function and
consciousness is always observed.
The receiver model has been popular with many
people who have experienced higher states of consciousness, for
it seems to provide an explanation of a characteristic feature
of such states: a feeling of oneness with the world. I will
discuss this and other features of higher consciousness in more
detail in Chapter 6. Here I just want to point out that if a
state of consciousness exists in which one identifies not with
an individual human being, but with a much larger form of life,
perhaps encompassing the planet, it seems clear that this state
of consciousness is not localized to the brain. Therefore, it
can't possibly emerge from the activity of a single brain.
Nevertheless, it might be possible for a single brain to
access it.
The receiver model of consciousness also
provides perhaps the best explanation of the well-known ability
of certain drugs, such as LSD, to induce experiences of higher
consciousness. Ordinarily, of course, human beings don't
experience a state of higher consciousness. Therefore, if this
state is to be understood as somehow emerging from the
organization of the human brain, the brain presumably must
undergo large changes in its organization during this
experience. Earlier, we have seen that as each new level of
existence emerges, it's associated with a new and highly
specific kind of organization. LSD and other psychedelic drugs,
however, are relatively nonspecific in their actions. They alter
the activity of a number of neuronal pathways in the brain
(Austin 1999). It's rather difficult to understand how such
nonspecific changes could create the complex re-organization
required for a new level of existence. However, if the brain
does not create higher consciousness, but simply accesses it,
the action of psychedelics could be understood as simply
lowering the threshold of access. These drugs would make the
brain more sensitive to the field of consciousness.
Despite these attractive features, the
receiver model has a serious problem. On closer examination it
appears to be open to the original objection that constitutes
the hard problem of consciousness. If the physical and
biological processes of the brain are so different from
consciousness that they could not cause or in some manner create
the latter, how could they act as a receiver or a transformer of
consciousness, either? Though a radio and the radio waves it
transforms may appear to be very different things, from a
scientific point of view they are both made of the same stuff,
so to speak. A radio is made of physical matter; radio waves are
a form of energy, which physics regards as equivalent to matter.
So when a radio tunes in to certain frequencies in the air, a
purely physical transformation is occurring. To a physicist,
there is no mystery involved in this transformation. It can be
explained in terms of physical theory.
In contrast, if the brain were to tune into a
field of consciousness, it would seemingly have to interact with
something very different from physical and biological processes.
Explaining this tuning in process, therefore, would be at least
as difficult as, if not even more difficult than, explaining how
consciousness could be determined by, or emerge from, the
physical and biological structure of the brain. Indeed, if a
theory were developed that could explain this tuning in process,
it probably would explain equally well how consciousness might
emerge from brain.
Nevertheless, the concept of fields offers a
novel and useful way of approaching this problem. In Part 2 of
this book, I will discuss Rupert Sheldrake's theory of morphic
resonance, which postulates that all forms of existence are
associated with non-energetic, informational fields that can
shape their development and evolution (Sheldrake 1981, 1989). In
this theory, each form of existence and its associated field are
of the same stuff, so to speak; physical matter is associated
with physical fields, living organisms with biological fields,
thinking organisms with mental fields. So whatever weaknesses
Sheldrake's theory has (and there are plenty, we shall see),
there is no problem of dualism in explaining how the field and
its associated visible form interact. The interaction would be
quite analogous to that of physical instruments that interact
with physical fields.
On the other hand, morphic fields don't offer
an immediate solution to the problem of consciousness, either. A
morphic field associated with the brain, by definition, would be
physical and biological in nature. It would be just as different
from the first-person aspect of consciousness as the brain
itself is. So while the brain might tune in to something, that
something would not provide a ready-made solution to the hard
problem.
However, if there existed still higher forms
of existence with higher properties, there could be still
higher-order fields. While these fields would be different from
those directly associated with the human brain, one might still
conceive of some kind of non-dualistic interaction. The
relationship in this case would be that of one level of
existence interacting with a lower level. As an organism
interacts with its cells and tissues, for example, or cells
interact with their atoms and molecules.
In other words, the apparent
incomprehensibility of consciousness to us may reflect its
origins on a level of existence above our own. As I pointed out
earlier in this book, a fundamental principle of holarachical
organization is that we can't see or understand processes or
events on levels above our own. Because we can participate in
higher stages of our level, we may have some incomplete
experience of consciousness, yet not enough to see either where
it comes from, or how it interacts with our own physical and
biological structure. Yet if we bear somewhat the same
relationship to a higher level as cells do to the organism, and
atoms and molecules to cells, then we could definitely interact
with this unknown form of higher life in a non-dualistic manner.
Dennett's Consciousness Explained
Every age, it seems, has its technological
model of the mind. Prior to the scientific revolution, Western
thinkers believed that spirits animated the human organism. In
the sixteenth and seventeenth centuries, elaborate theories were
proposed in which the brain moved the body by fluid flowing
through the nerves (Finger 1994). Following the discovery of
electricity, and the development of long-distance
communications, the brain was visualized as the central
switchboard of a telephone system. In the computer age, what
could be more natural than to understand the mind as software,
the programs that are run on the hardware of the brain? This is
the essence of functionalism.
In the functionalist view, what is important
is not the nature of the components of a system, but rather the
relationships between them. In principle, the hardware of a
computer can be anything. Silicon chips are used only because
they can be made very small, and because communication between
them takes place very rapidly. But a computer could be made of
some other kind of hardware, and given the same program that was
run on a silicon-based computer, would come up with the
identical result. In the same manner, the functionalist argues,
mind emerges from (or simply is) the relationships--the
spatial and temporal patterns of connections--among neurons in
the brain. What these neurons actually are--that is, their
physical and biological composition--is irrelevant.
Functionalism thus implies that a) the brain
is basically a very sophisticated computer (though not
necessarily the same kind of computer in common use today); and
b) a computer of the appropriate construction, and running the
right programs, could be conscious. These implications have made
it a very polarizing theory. Not surprisingly, it has many
adherents among computer scientists, particularly in the
Artificial Intelligence (AI) community, and many detractors
outside of this field.
Yet anyone with a holarchical view of
existence should feel some affinity for the theory. As described
in Douglas Hofstadter's incomparable Godel, Escher, Bach
(1979)--surely one of the great creative works of this
century--functionalism, more than any other theory of
consciousness I am aware of, makes heroic attempts to come to
grips with the problem of emergence, of what happens when
existence moves from one level to the next. Any computer program
has a hierarchical organization, for it must mediate between the
physical hardware of the computer--which it does with machine
language--and the understanding of the human user, which it does
with a higher-order language. Computer programs are thus
typically composed of several levels--increasingly more
intelligent--which seem to capture at least some of the steps
that occur going from matter to mind. A program is not just
matter, for it depends on a particular organization of matter,
just as we have seen a cell is also a particular organization of
matter. Yet neither is a program just mind, for it must have
some material basis. Even a program that has never been run on a
computer, one which exists only in the abstract imagination of
some computer scientist, apparently has some manifestation in
the material organization of the scientist's brain.
Nevertheless, functionalism is, at its core,
a monistic, materialistic theory of consciousness, and like
other such theories, does not really address the hard problem of
how consciousness can be so different from material substance.
Philosopher John Searle, one of functionalism's strongest
critics, charges that its proponents, like other materialists,
either hide this problem--pretend that they have addressed it
when they haven't--or, more honestly if more incredibly, simply
deny that there is a problem (Searle, 1999). Philosopher Daniel
Dennett, one of functionalism's leading proponents, is one of
those who in effect denies there is a problem. Dennett basically
argues that all the aspects of consciousness that seem to be
different from, or something more than, the operation of
programs in the brain will disappear when we understand these
programs clearly. There will be nothing left to explain.
Dennett's views, though a minority in the
field, have sparked vigorous debates in the philosophical
community. All the heat and noise of these arguments, however,
may obscure an important truth about human consciousness. As I
will discuss later in this chapter, there is now considerable
evidence that we are largely unconscious. We are aware of only a
tiny fraction of the information that impinges on our brain,
with most processing of this information occurring below the
threshold of our consciousness (Hunt 1983; Norretranders 1998).
So while functionalism does not solve the hard problem, one
might argue that from a scientific point of view (if not
from any individual's personal point of view), this aspect of
consciousness is not as signficant as we usually assume it is.
Conscious experience plays far less of a role in our ordinary
existence than does unconscious processing in the brain.
A second criticism of funtionalism derives
from its presumption that only relationships between components
matter, not the nature of the components itself. As I pointed
out earlier, this implies that computers could in theory be
conscious--some proponents of the theory apparently believe
computers already are conscious. Even more than this, though, it
suggests that a genuinely conscious being could be constructed
out of any material at all, if only the relationships between
its components were proper. In a famous attack on this premise,
Searle (1981) argued that one could write a computer program
that translated Chinese into English, and have the entire
program carried out by a single person. The person would simply
follow a set of instructions commanding her to display certain
English words in response to certain Chinese characters. Yet the
person would not necessarily have any understanding of Chinese.
Therefore, Searle concluded, manipulation of symbols, which is
what computers do, is not sufficient to explain consciousness.
Searle's provocative thought
experiment--known at the Chinese room argument--does not really
address the hard problem of consciousness head-on, but rather
the question of "understanding" something, which is difficult to
define. Whether the hypothetical human computer can truly
understand Chinese is a somewhat different issue from whether
she has any conscious experience. One can certainly have
conscious experience of something without understanding Chinese.
But the converse may also be true; if one accepts Chalmers'
arguments about zombies, discussed earlier, it would be arguably
possible to conceive of a person understanding Chinese without
being conscious. This point, I think, actually makes Searle's
argument a more powerful one against the ability of
functionalism to explain the hard problem.
Most functionalists, however, have argued
that Searle's scenario is not realistic (Hofstadter and Dennett
1981). A single person could not even in principle perform all
the manipulations required by a computer, at least not in a
realistic period of time. To answer this objection, Searle put
forth an alternative version of the Chinese room, called the
Chinese Gym, in which there are a large number of individuals,
each of whom performs one particular task in the program. Many
philosophers who accept that the single person in the Chinese
room would have no understanding of Chinese are not so sure
about the Chinese gym. While agreeing that no single individual
in the gym would understand Chinese, they argue that that
doesn't mean that understanding doesn't exist somewhere in the
system.
This may appear to be a very strange idea,
yet it is broadly compatible with the holarchical concept of
mind. As I discussed in the previous chapter, mentality is not
only, not even primarily, found in human beings, but is also a
property of their societies. In the next chapter, when I discuss
the evidence for a higher state of consciousness, we will see
that such consciousness is, and from holarchical principles
would be expected to be, associated with large social
organizations of people. While individuals may experience this
higher state, they do so by becoming one with a much larger form
of existence that seems to include everyone on earth.
A final criticism of functionalism worth
mentioning comes from physicist Roger Penrose. In The
Emperior's New Mind (1989) and Shadows of Mind
(1994), Penrose sets out to destroy the argument that the brain
can be understood to function just like a computer. The heart of
his argument is that the work of Kurt Godel, Alan Turing and
most recently Gregory Chaitin has shown that we can be aware of
truths that we can't prove algorithmically, that is, by the
kinds of programs that run on computers. Thus it seems to follow
that our brain can't operate completely on the basis of such
programs; we must have some other way of knowing some of the
things that we do. Penrose's argument is not entirely new, and
several mathematicians and philosophers have criticized it, or
the general type of argument that it represents, extensively
(Hofstadter 1979; Dennett 1995). Nonetheless, the limitations of
computer models of mentality loom large for many philosophers.
Quantum Models of Consciousness
The discoveries of physicists in the first
half of this century led to a truly revolutionary change in our
understanding of physical matter, embodied in quantum theory.
Gone was the view of atoms as discrete particles, made up of
even smaller particles such as protons, neutrons, and electrons.
In quantum theory, matter is described better as processes than
particles, and these processes have some strange features
(Herbert 1985).
One of these strange features is
non-locality. We usually think of a substance as having a
particular location in space and time, which can be specified
accurately. Subatomic particles like electrons, however, have a
location that can only be expressed in terms of probability.
Physicists can tell us the probability that an electron will be
in a particular location at a particular time, but this location
can't be fixed with any certainty. In some sense the electron
seems to exist everywhere, within a certain region around the
atom. It is more likely to be in certain places than in other
places, but it has some probability of being in any of a certain
set of spaces. This is usually expressed by saying that a
subatomic particle can exist in multiple states; the totality of
these states is called the particle's wave function.
Another strange feature of quantum phenomena
is that their nature seems to be determined in part by the
process of observing them. As I just noted, subataomic particles
have a diffuse sort of existence; they are able to exist
simultaneously in a number of different probability states. When
a physicist attempts to make a measurement of the particle,
however, only one of these states is actually observed. Thus an
electron emitted from some apparatus might be measured by
determining when and where it strikes a recording instrument.
When this recording process occurs, the electron exists in a
single state, or place. This is known as the collapse of the
wave function.
These odd features of quantum theory have led
some scientists to wonder if the theory can in some manner be
linked to consciousness. Consciousness, too, seems to be a
non-local phenomenon to some extent. While it may be associated
with the brain, many experiments suggest that it can't be
localized to any particular region of the brain (Gardner 1985).
As I noted a little earlier, experiences with higher
consciousness suggest it can't even be localized to a particular
brain. And of course, the interdependence of quantum properties
with the process of scientific measurement suggests some kind of
connection between quantum phenomena and consciousness.
A large number of theories of consciousness
based on quantum phenomena have been proposed (Lockwood 1989;
Goswami 1993; Stapp 1993; Penrose 1994; Miller 1998). While
these theories differ in their details, they all propose that
the brain, as an immense aggregate of various kinds of
molecules, is capable of existing in an even more immensely
large number of quantum states. These states can be thought of
as representing various possibilities, various ways in which we
could perceive or understand the world. When these states
collapse, the possibilities are reduced to one, and this is what
we are conscious of. Thus consciousness is associated with the
collapse of the wave function.
Quantum theories of consciousness are (with a
few exceptions) monistic and materialistic, in the sense that
they seek to explain consciousness is terms of material
phenomena. Where they differ from the more traditional
materialistic theories, however, is that they generally see
consciousness as in matter, rather than emerging
from it. Traditional materialism presumes that consciousness is
in some sense far more complex than physical and biological
processes, and seeks to show how it could emerge from the
interactions of these processes. Quantum models of
consciousness, in contrast, argue that matter, when understood
through quantum theory, is very complex, sufficiently so to be
in some sense identical with consciousness. This idea was
actually raised earlier in the century by the philosopher
Bertrand Russell (Russell 1927)
Quantum models of consciousness have elicited
a great deal of excitement among some scientists, as well as the
public at large, for they hold the promise of unifying two of
the most mysterious phenomena known to science--phenomena,
moreover, which are at opposite ends of the scale of human
experience. From a holarchical point of view, however, this is
one of the greatest weaknesses of these theories. They not only
attempt to collapse levels of existence, just as traditional
materialism does, but do so by skipping intervening levels.
While traditional materialism understands consciousness emerging
from matter through a long series of links--atoms, molecules,
cells, and so on--quantum theories operate under the premise
that a direct link of matter to consciousness can be made.
If this is indeed true, one might ask why
higher levels of physical, biological and mental existence
evolved at all. If consciousness is a property of quantum states
of matter, why did it not just emerge with the creation of the
primordial particles of the universe? The more sophisticated
quantum theories of consciousness attempt to address this
question, but their answers are not very convincing.
Mathematician Roger Penrose, for example, has proposed (with
Stuart Hameroff) that microtubules--subcellular structures
composed of bundles of protein molecules--are the locus of
quantum effects, because they provide an environment where
quantum phenomena can be shielded from interaction with (what
physicists call entanglement with) macroscopic phenomena in the
brain (Penrose 1994). Microtubules, however, are found in the
brains of most organisms, and even in some unicellular
organisms.
A second criticism that can be made of
quantum models of consciousness is that they are based on no
direct evidence whatsoever. Their entire support comes from
certain features of quantum phenomena--mainly their
nonlocality--that seem to have some analogy to features of
consciousness, along with the well-established observation that
measurement causes collapse of this non-locality. It's one thing
to identify analogies between processes on different levels; I
have done exactly this, of course, throughout this book. It's
quite another to argue on the basis of these analogies that the
processes are identical, one and the same thing.
Still another problem with quantum models of
consciousness is that the relationship of the one to the
other--that is, of quantum collapse to consciousness--is not
very clear. Some theorists, such as Amit Goswami, contend that
consciousness causes the collapse: "our consciousness chooses
the outcome of the collapse of the quantum state of our
mind-brain."
6
Goswami's theory is informed by an awareness of higher states of
consciousness, and so it may escape some of the usual criticisms
of materialism. However, in terms of any holarchical view of
existence, it's extremely difficult to understand how something
above the brain and mentality could act on subatomic processes
(see also Chapter 6). It's also difficult to understand, again,
why the brain itself is there. And in any case, if consciousness
causes the collapse then consciousness is still unexplained. The
theory only explains what consciousness does, not what it
is--it doesn't even explain how consciousness does what
it does. One could just as well say that consciousness causes
neurons to fire.
On the other hand, if one is to argue that
consciousness is the collapse of the wave function, then
one is back to a grossly reductionist view of the phenomenon.
Consciousness is somehow made identical to a subatomic process,
with no real explanation of how, other than that both are
indeterminate. Worse, it now seems that consciousness is a
rather capricious phenomenon, because the collapse of the wave
function is usually considered to be a random process.
Whichever way one puts the relationship,
quantum models of consciousness, like other materialistic
theories, really do not explain the gap between consciousness
and other phenomena--the hard problem of experience. To say that
consciousness is the collapse of the wave function no more
explains the mystery of experience then to say that
consciousness is the recurrent activity in neural pathways in
the brain. So regardless of the other merits of quantum theories
of consciousness, they aren't complete.
Idealism
While the most widely accepted monistic
theories of consciousness are some variant of materialism,
alternative monistic theories exist which are idealistic.
Whereas materialism, in effect, says that everything is
ultimately matter, idealism says everything is consciousness.
Thus the material world has no reality, but is in some sense a
creation of consciousness.
In Western thought, the most famous proponent
of idealism was George Berkeley, who held that nothing exists
except as it's experienced by some observer (Darcy 1998). To
account for the continued existence of the material and
biological world when it wasn't being observed by some human or
animal, Berkeley proposed that God is an eternal observer. Thus
everything comes into existence through the observational
consciousness of God. Human beings, in this view, participate in
God's consciousness to some extent.
Berkeley's philosophy has often been
described as a denial of matter, but one could argue that it
depends on how one defines matter. If a higher form of being
exists which is always conscious, and if what that being is
conscious of has some permanence and continuity, then there is a
kind of matter in the world. This matter is not the ultimate
stuff of the world, but as we have just seen, neither is it in
quantum theory. In quantum theory, the ultimate nature of the
world seems to be fields, in networks of processes. Matter only
emerges when we focus our attention on certain points or aspects
of these networks. In Berkeley's idealism, the ultimate nature
of the world is God. Matter is that which is observed by God,
upon which we also focus our attention. The practice of science,
or any other systematic form of knowledge, doesn't necessitate
that matter be the ultimate basis of existence. All that a
scientifically viable theory of existence requires is that what
we perceive as matter exists and changes through certain rules
which can be reproducibly observed. Quantum theory satisfies
this requirement, and so, perhaps, does Berkeley's idealism.
Though Berkeley reached his idealistic view
through some philosophical arguments that have generally been
discredited since (Russell 1945; Nagel 1986; Darcy 1998), the
view itself is perhaps not really disprovable. There seems to be
no definitive argument or evidence against the possibility that
everything we call the world is the product of a single mind.
Yet this view does seem at odds with some commonplace
observations. For example, if everything we call the world is
the consciousness of God, why do we see more and more the
further we penetrate this world? Why are organisms composed of
cells and tissues (and we know now, atoms and molecules)? If the
world is just God's vision, why was it necessary for this world
to contain anything beyond gross appearances? If we are figments
of God's imagination, why do we need cells and tissues to
function? And even odder is why we had to evolve, though of
course evolution was not generally accepted in Berkeley's time.
Berkeley's idealism might fare better against
such arguments with a somewhat different understanding of God.
This is the kind of God described by mystics, a universal
consciousness. In the mystic worldview--expressed by Plotinus in
the West, for example, and by Aurobindo in the
East--consciousness has always existed, and created the
physical, biological and mental world with which are familiar
(O'Brien 1963; Wilber 1981). The mystic view is not as pure a
form of idealism as Berkeley's, for it does not make an
either-or distinction between matter and consciousness. It might
be better put to say that there are degrees of consciousness;
matter, life, and mind each represent increasingly higher
degrees or manifestations of it.
Earlier, I touched on the possible role of
higher levels of existence in manifesting our own consciousness,
and I will have more to say about them in the following chapter,
and later in this book. For now, however, I want to point out
that while these higher levels are frequently not taken very
seriously by scientists and philosophers interested in
consciousness, the existence of a higher state of being is
broadly compatible with most other theories of consciousness.
This is because a higher state can be viewed as either an
emergent phenomenon or a fundamental phenomenon. If it's an
emergent phenomenon, then higher consciousness appears with a
certain level of organization or complexity of humanity on
earth. In this view, it could be quite compatible with some
forms of materialism, including, as I noted earlier,
functionalism.
On the other hand, in the traditional view of
mystics, as I said earlier, consciousness is considered to be
fundamental, something that existed prior to other forms of
life. This idea is obviously very closely related to Chalmer's
in some respects, as well as with receiver models of
consciousness. Yet it could also be consistent with
functionalism or with quantum models of consciousness.
Functionalism, in the eyes of its adherents,
makes consciousness emergent from, and therefore ultimately
rooted in, material processes. But it's possible to adopt
something resembling a functionalist view without assuming
emergence. One could, for example, assume that the programs in
the brain are what enable it to tune in to a field of
consciousness, if one accepts the possibility of such a field.
One could also argue that these programs, rather than emerging
from the random asssemblies of physical and biological
processes, are the result of organization imposed on these
systems from above.
Quantum models of consciousness also may seem
to explain the phenomenon as emerging from the brain. Presumably
that has been the intention of most of those who have proposed
them. But at the very least, a quantum theory of consciousness
can be made compatible with the idea that consciousness is
fundamental. This is what Goswami (1993) has attempted to do,
and if consciousness causes the collapse of the wave function,
there seems to be no other way to understand it. On the other
hand, if consciousness is somehow understood as identical to the
collapse--ignoring the obvious problem of transparency--then
consciousness is associated with something very primordial. So
even the most reductionistic, materialistic quantum models have
some affinity for the notion of a universal consciousness.
Is consciousness explainable?
We have seen that there are a number of
theories of consciousness which don't fall clearly into the
traditional categories of monism or dualism. Each of these
theories has certain attractive features, and while they may
seem quite different from one another, there are definitely
areas of consistency, which opens up the possibility of some
kind of synthesis. Nevertheless, none of these theories, any
more than the traditional monistic and dualistic ones, accounts
for the hard problem of consciousness. Viewing these failures,
some philosophers, such as Colin McGinn and Thomas Nagel, throw
up their hands and surrender. We will never have a complete
theory of consciousness, they decide, so we should stop worrying
about the problem and get on with what we can do--solving the
softer problems.
To some scientists and philosophers--perhaps
a growing number of them--this is an attractive position, for it
neither underestimates the magnitude of the hard problem, as
many who propose theories of consciousness seem to do, nor
explains it away by proposing something even more mysterious, as
traditional religions do. Furthermore, cognitive scientist
Steven Pinker contends, not being able to explain the hard
problem (which he refers to as "sentience" in the passage below)
is no real loss for science:
"As far as scientific explanation
goes, [the hard problem of consciousness] might as well
not exist. It's not just that claims about sentience are
perversely untestable; it's that testing them would make
no difference to anything anyway. Our incomprehension of
sentience does not impede our understanding of how the
mind works in the least. Generally the parts of a
scientific problem fit together like a crossword
puzzle...When any part of the puzzle is blank, such as a
lack of chimpanzee fossils or an uncertainty about
whether the climate was wet or dry, the gap is sorely
felt and everyone waits impatiently for it to be filled.
But in the study of the mind, sentience floats in its
own plane, high above the causal chains of psychology
and neuroscience. If we ever could trace all the
neurocomputational steps from perception through
reasoning and emotion to behavior, the only thing left
missing by the lack of a theory of sentience would be an
understanding of sentience itself."
7
Philosophers and scientists who take this
view of the hard problem, however, don't necessarily agree on
why consciousness should be beyond our understanding.
Pinker, it seems, believes that consciousness in this sense has
no connection to any of our scientific understanding. It really
belongs to another domain entirely. This is a rather remarkable
concession for a scientist to make, yet it's strongly implied by
the zombie argument, which we saw that Chalmers and many other
philosophers accept. On the other hand, philosophers like McGinn
and Nagel, and functionalists like Douglas Holfstadter (1979),
believe there has to be a relationship between brain and
consciousness, which if properly understood, would illuminate
how the one emerges from the other. What they doubt is whether
the human mind, as it's so constructed, is capable of this
understanding. "There may be aspects of reality beyond [the
mind's] reach, because they are altogether beyond our capacity
to form concepts," muses Nagel.
8
Or as McGinn puts it, "Our scientific faculty has the wrong
'grammar' to solve the problem."9
Philosophers who take this latter view seem
to believe that our inability to understand consciousness is
just an accidental or contingent result of the way we evolved.
Thus McGinn suggests that a species could have evolved lacking
some aspects of human intelligence, but with the ability to
understand the relationship of consciousness to the brain. This
understanding, in McGinn's view, would be neither superior nor
inferior to ours. It would be just a different kind of
understanding, much, I suppose, as an artist's or musician's
insights need not be ranked as greater or lesser than those of a
scientist, but just of a different nature.
There is a great deal of evidence for
different kinds of intelligences (Gardner 1983), and I agree
with McGinn that there is no reason to imagine that another
species could not have evolved with intelligences different from
our own. The question, though, is whether this would have given
it any more insight into consciousness than we have. As I
emphasized earlier, in the holarchical view, any form of life's
view of existence is limited by its position in the holarchy. It
can have little or no appreciation of anything occurring on
levels of existence above its own. If the experiential, first
person aspects of consciousness are really beyond our
understanding, this strongly suggests that consciousness is a
higher-level phenomenon. Our inability to understand it has
nothing to do with the contingencies of evolution up to our
present status. Our ignorance derives from the fact that we
haven't evolved far enough. We don't simply need a different
kind of understanding; we need a different level of
understanding.
McGinn, ironically, appeals to an analogy
that supports exactly this understanding of the hard problem. He
discusses the story of Flatland, a two-dimensional world whose
inhabitants live entirely within the contraints of these
dimensions (Abbott 1992; see also Rucker 1984). They can have no
real understanding of three-dimensional forms, which exist
outside of the plane, literally, of their own existence. Thus
when a three-dimensional form does enter their world, they see
only a cross-section of it, where it intersects their plane. The
movement of this cross-section, related as it is to the
three-dimensional shape of the form, appears mysterious to them,
following laws that are different from the way two-dimensional
forms behave. Thus it can appear or disappear in their world
instantaneously, change its shape with no apparent cause, and so
on.
Does this sound anything at all like
consciousness? I think Flatland is an excellent metaphor--at
least the best we have--for the inability of any form of
existence to understand life on higher levels. As I have been
emphasizing all along, we can understand higher levels of
existence as operating on a greater number of dimensions than
our own. We might expect that if consciousness is in some way
associated with these higher levels, some features of it would
appear very strange to us, not at all related to lower level
phenomena as we understand them.
The Myth of Conscious Unity
In the next chapter, I will discuss the
evidence for higher levels of consciousness, and I will argue
that consciousness is not an emergent property. That is,
consciousness is not a phenomenon that comes into existence
when, and only when, life reaches a certain degree of complexity
or holarchical development. Rather, consciousness is associated
with the highest level of all of existence. What we, and other
forms of life to varying degrees, experience is some portion
of this consciousness, the amount of this portion being what is
correlated with our degree of holarchical development. For the
central claim of mystics is that our ordinary consciousness is
not the highest level possible to us--that indeed, we are much
like zombies, creatures with some very sophisticated mental
abilities, yet largely unconscious. George Gurdjieff, an
Armenian mystic who formulated a sophisticated and coherent view
of holarchy in the beginning of the twentieth century, referred
to our state as one of sleep:
"A modern man is asleep. In sleep he
is born and in sleep he dies...There is nothing new in
the idea of sleep. People have been told almost since
the creation of the world that they are asleep and must
awaken. How many times is this said in the Gospels, for
instance?...But do men understand it? Men take it simply
as a form of speech, as an expression, a metaphor. They
completely fail to understand that it must be taken
literally."
10
Many, perhaps most, scientists are highly
suspicious of mystic insights. Yet if science has difficulty in
accepting the reality of a higher state of consciousness, it is
becoming well aware of the limitations of our ordinary state.
About the same time that Gurdjieff was forming his "fourth way"
schools in Russia, Freud was uncovering a vast vault of
unconscious memories, desires and impulses. Freud has often been
criticized for trying to interpret all human behavior in terms
of early childhood events. In the past several decades, however,
cognitive psychologists have found that the unconscious includes
much more than repressed or forgotten memories. Much of our
everyday, moment-to-moment processing in the brain, including
our very highest forms of intellectual activity, are also
unconscious (Hunt 1983). Indeed, almost all of our mental
processing is unconscious. Writer Tors Norretranders argues that
of literally millions of bits of information that impinge on our
senses every second, no more than twenty or so reach our
conscious awareness (Norretranders 1998). Some of this
information is filtered out fairly early in the pathways from
sense organs to brain, while most of the rest of it is processed
and determines our behavior, but below our threshold of
awareness.
Consciousness, then, clearly is not
continuous. We experience the external world only at intervals;
most of what is going on around us escapes us. Daniel Dennett,
whom we saw earlier suggested that we are indeed unconscious
zombies, refers to our consciousness as "gappy". Computer
scientist Marvin Minsky explains why we nevertheless experience
our consciousness as continuous, and why, he thinks, this
illusion is necessary:
"Existence seems continuous to us not
because we continually experience what is happening in
the present, but because we hold to our memories of how
things were in the recent past. Without these short-term
memories, all would seem entirely new at every instant,
and we would have no sense at all of continuity, or, for
that matter, of existence.
"One might suppose that it would be
wonderful to possess a faculty of 'continual awareness'.
But such an affliction would be worse than useless,
because the more frequently our higher-level agents
change their representation of reality, the harder it is
for them to find significance in what they sense. The
power of consciousness comes not from ceaseless change
of state, but from having enough stability to discern
significant changes in our surroundings. To 'notice'
change requires the ability to resist it."
11
I have quoted Minsky at length here, because
while supporting the widely held view of mystics that we are
largely unconscious or "asleep", he argues that we have to be
this way in order to function effectively. This seems to pose a
serious challenge to the mystical view. Higher consciousness is
sometimes described as being continually aware of one's
surroundings, and in my own experience, this is quite correct.
As we move along the path to higher consciousness, we become
increasingly more aware of the outer as well as the inner world.
Why, then, don't we lose all capacity to see
significance in the world, as Minsky predicts we should? On the
contrary, why do mystics invariably say that higher
consciousness is accompanied by a greater appreciation of
significance? What Minksy means by significance is
distinction, the ability to divide the world into different
things which have different value or meaning to us. If an
organism couldn't tell the difference between prey and predator,
it couldn't survive; each has a different significance to it. In
contrast, when the mystic talks of significance, she means
something more, a state in which both unity and difference are
perceived at the same time. The mystic is, paradoxically, aware
of both the separateness and the connectedness of everything. I
will discuss the nature of higher consciousness further in the
next chapter.
Minksy's point, however, would probably apply
to a sufficiently high level of awareness, perhaps two levels
rather than one level above ordinary consciousness. At this
point, consciousness presumably would lose the capacity to make
distinctions in the ordinary world. However, at such a very high
level, life is no longer living in our familiar world, so these
distinctions no longer matter. This relationship can be
understood very clearly if we consider a lower level of
existence. If a single cell in the body were to realize a higher
state of consciousness, it would be consciousness of being an
organism. In this state of consciousness, the cell would lose
the ability to make distinctions in its own world, that is,
between different cells or tissues or other biological processes
of the body. But the cell, at its new level, no longer needs
these distinctions; on the contrary, they would only interfere
with its consciousness of a new level of existence.
Closely related to the lack of continuity of
consciousness is its lack of unity. If we are not aware of most
of what goes on inside our heads, it seems that we are
fragmented into a number of different processes. Again, this
seems at odds with the common-sense view of ourselves. After
all, we are organisms, autonomous forms of existence. How could
we function if our consciousness were not unified?
Yet a great deal of recent work in psychology
and neuroscience challenges this common sense or "folk" view of
ourselves. "Each of us is sure that we experience the world in a
unified manner," notes philosopher John Taylor, who then goes on
to point out this is "not consistent with a number of facts
about how the brain controls experiences."
12
These facts include numerous observations of humans suffering
from brain damage, resulting in loss of specific aspects of
consciousness--the ability to recognize certain kinds of
patterns, for example, or to know the meanings of certain kinds
of words. These studies make it quite clear that consciousness
can be fragmented, and that at the very least, our perceived
unity results from putting such fragments together.
V.S. Ramachandran, a neurologist who has
actually studied such patients, comes to a similar conclusion.
Born in a Hindu-dominated culture, he was well aware of the
Eastern view that the self is an illusion, but it took his work
as a doctor for him to appreciate it:
"after extensive training in Western
medicine and more than fifteen years of research on
neurological patients and visual illusions, I have come
to realize there is much truth to this view--that the
notion of a single unified 'self' inhabiting the brain
may be an illusion...most of your actions are carried
out by a host of unconscious zombies who exist in
peaceful harmony."
13
These unconscious zombies, which Minsky
refers to as simply "agents", are clearly very similar in
concept to Gurdjieff's notion of "selves" or "I's" (Ouspensky
1961).
To summarize, there are two salient facts
about consciousness that any approach to it must begin with.
First, most of the time, human beings are not conscious; that
is, we are aware of only a very small fraction of all the events
that go on around us. And second, we have the illusion that we
are fully conscious. We are not aware that we are not aware. To
be unconscious is by definition not to know it.
Trying to appreciate our unconsciousness,
Julian Jaynes notes in The Origins of Consciousness in the
Breakdown of the Bicameral Mind, is "like asking a
flashlight in a dark room to search around for something that
doesn't have any light shining on it."
14
Actually, the situation is not quite that bad. Because we have
memory, we can put together successive flashes of illumination,
a la Minsky, to build a picture of the entire room. But we can
never see the entire room as a whole, nor can we even be aware
that we are not seeing the entire room as a whole. This is the
essence of Gurdjieff's concept of sleep.
The Lying Mind
There is a fine line--perhaps no line at all,
really--between being unaware of things and being deceived about
them. That the mind can deceive us is demonstrated by numerous
types of sensory illusions--usually visual, but not necessarily
so--that are the stock-in-trade of many books about the mind and
its relationship to brain. I see no need to discuss such
illusions here, but there is another kind of illusion which is
much more fundamental and which may help us understand why we
experience illusions of any kind at all. It was revealed by some
fascinating, provocative and still fiercely debated experiments
begun more than two decades ago by neurophysiologist Benjamin
Libet (1979, 1991).
Libet asked human subjects to make voluntary
movements of their fingers, while he recorded the
electroencephalogram (EEG) from their scalps. Whenever a
movement was made, it was preceded in time by an EEG event known
as the readiness potential, indicating that certain processes
were occurring in the brain that were necessary for the movement
to be initiated. To his great surprise, Libet observed that the
readiness potential occurred nearly half a second before the
subjects reported they made the conscious decision to make a
movement. Thus the initial decision to make the movement seemed
to be unconscious.
As I pointed out in the previous chapter,
even firmly reductionist scientists have an enormous aversion to
the idea that human beings don't have free will. So not
surprisingly, Libet's results provoked a tremendous amount of
debate. If so-called voluntary movements are initiated
unconsciously, it seems they are not the product of a free
choice. Other studies suggested that while subjects couldn't
initiate such "voluntary" movements, they could abort them,
which seemed to salvage some aspect of free will, and make
everyone happy
15.
Other work carried out by Libet, however,
suggested some even stranger things about the mnd. He also
studied neurosurgical patients, whose skulls were open, making
their brains accessible to direct stimulation by electrodes.
Many years earlier, the renowned neurosurgeon Wilder Penfield
had demonstrated that when certain regions of the cerebral
cortex are stimulated, the patient has the feeling that a
certain part of his body is being touched (Penfield and
Rasmussen 1950). These are the regions of the brain that the
sensory receptors on our skin finally report to, where the
sensation of touch becomes conscious. Libet repeated Penfield's
findings, confining his stimulation to regions of the cerebral
cortex corresponding to the hand; that is, when this part of the
brain was stimulated, the subjects reported they felt that their
hand was being stimulated. However, Libet also observed that the
cortex had to be stimulated for about half a second before the
patient became conscious of stimulation in the hand.
This half second value closely agreed with
the gap between the EEG readiness potential and the time when
subjects had experienced making a voluntary movement. Thus it
appeared that the half second delay was a characteristic time
that activity in the brain, once initiated, requires before the
individual becomes conscious of it. I should emphasize that this
time is somewhat variable, ranging over several hundred
milliseconds. The important point, however, is that there is a
definite delay between the time at which a message enters the
brain and when we become conscious of it.
Or is there? A problem with this conclusion
is that we are ordinarily conscious of many events in much less
than half a second. If someone touches your hand, it doesn't
take you half a second to feel it--does it? To demonstrate this
rigorously, Libet stimulated subjects directly on their hand;
the subjects reported being conscious of the stimulus about 20
milliseconds (two one-hundredths of a second) after the
stimulation. This time was roughly in agreement with the time it
would take for the stimulus simply to reach the brain,
travelling up sensory nerves in the arm to the spinal cord, and
from there up to the brain. But what happened to the additional
half a second (500 milliseconds) that a stimulus was supposed to
require, upon arrival in the brain, before we are conscious of
it?
Putting these two observations together
(along with the results of other studies), Libet found himself
forced to the conclusion that while the subjects first became
conscious of being touched on the hand after about half a
second, they projected (or referred) this
experience back into time, so that it was experienced as
occurring close to the time in which it in fact did occur (Libet
1991). He compared this projection in time to the well-known
projection of experience into space. Though all our experience
of the external world goes on inside our brains, we experience
this world as outside of ourselves, in space. Thus when our hand
is touched, we experience that touch not on the cortex of our
brain, but in a characteristic position on our body. In somewhat
the same way, Libet suggested, the brain is also able to project
events backward into time.
Stated in this way, this result seems
paradoxical, indeed supernatural. How can we experience
something as occurring before we are actually aware that it has
occurred? In interpreting Libet's work, it's important to
understand his experimental setup. When subjects were stimulated
on the hand, they watched the dial of a clock that discriminated
milliseconds as it spun rapidly around. They then reported as
precisely as they could where the position of the dial was when
they became conscious of the stimulation. But they made their
report--that is, told the experimenter where they saw the dial
of the clock--several seconds after they became conscious of the
stimulation.
This delay between when something is
experienced and when we report it is inevitable in any
experiment of this kind, and gives the brain ample time to
practice some kind of deception. In a long and perceptive
discussion of this subject, Dennett (1991) points out that the
brain could edit the original message either prospectively or
retrospectively (what he calls Orwellian and Stalinesque
editing, respectively). In prospective editing, the subject
experiences the original event incorrectly. He is not conscious
of the stimulation when he says he was, but he believes he is,
and reports this belief to the experimenter. In retrospective
editing, the subject experiences the original event
correctly--in this case, experiences being touched half a second
or so after the stimulus--but the brain changes that
information, so that what is presented to consciousness is the
experience of being touched earlier.
The larger point that Dennett is trying to
make--which constitutes the esssence of what he calls the
multiple drafts model of consciousness--is that there is a
period of time of several hundred milliseconds during which the
status of information coming into the brain is very fluid.
During this period, the brain can subject it to a considerable
degree of editing, so that the temporal sequence of events
becomes very fuzzy. Information coming in at any one point
during this period is thrown into a pool, so to speak, with
information entering at any other point.
In we accept this idea, we can't really speak
meaningful of a temporal sequence, of some events coming before
others. Everything entering the brain during a certain period is
all at the same moment; any event that occurs during this time
is potentially temporally equivalent to any other. Time
sequences become sorted out only after the brain, having
constructed numerous multiple drafts or versions of events,
presents one of these to our consciousness.
This idea has many important implications,
but I want to focus on one that is especially relevant to the
holarchical model being developed in this book. In Chapter 4 I
argued that we actually perceive the world in two dimensions of
time, not one. In addition to the first dimension of time, in
which events seem to flow in succession, we have the ability to
experience the same event in our mind, over and over. This
repetition, I argued, is what gives our world permanence. It's
why external objects continue to exist for us when we aren't
directly experiencing them, and also how we create identities
for ourself and others--that is, a relatively stable view of
people.
If we understand time in the brain in the
conventional sense, this repetition would not seem to constitute
a different dimension. The repetition of the event simply
extends it in the same dimension of time in which the original
event occurred. If there is a fluid period of several hundred
milliseconds in our brain, however, then this period is, for all
practical purposes, like a single moment or instant of time--it
is, for our species, a point of time, the smallest
indivisible unit that we can experience. It follows that any
events that are repeated within this period are occurring in a
different dimension of time. If more than one event can occur at
the same moment of a linear flow of time, then this series of
events must exist outside of the dimension of that linear flow.
The existence of a second dimension of time
may help us understand why we experience a flow of time in the
first place, why we divide our existence into a past, present
and future. Most physicists now believe that time does not
actually flow. What we call past, present and future is all
there, together, in space-time (Davies 1983; Deutsch 1997). The
reason time seems to flow, according to this view, is because of
our memories of past events:
"We do not experience time flowing,
or passing. What we experience are differences between
our present perceptions and our present memories of our
past perceptions. We interpret these differences,
correctly, as evidence that the universe changes with
time. We also interpret them, incorrectly, as evidence
that our consciousness, or the present, or something,
moves in time."
16
But this statement is almost circular. Why
are some events perceived as past? If all of time is
there, what meaning or sense can there be in calling something
the past? How does our mind come to make such a distinction?
Deutsch, I think, provides the key to the answer, without
seeming to understand its significance:
"The idea of the flow of time really
presupposes the existence of a second sort of time
outside the common-sense-sequence-of-the-moments of
time. If 'now' really moved from one of the moments to
another, it would have to be with respect to this
exterior time."
17
Exactly. And the second dimension of time
provides this exterior time. The second dimension of time is
what gives us memory, the ability to ascribe permanence
to objects and other people in the world. And it's also why time
seems to flow. What we call the flow of time is the first
dimension of time, moving with respect to the second.
However, there still seems to be a problem
with this notion, according to Deutsch:
"But taking [the existence of a
second dimension of time] seriously leads to an infinite
regress, for we should than have to imagine the exterior
time itself as a succession of moments, with its
own'present moment' that was moving with respect a still
greater exterior time--and so on."
18
There is no need to postulate an infinite
regress of time. As I suggested earlier, there are a maximum of
three dimensions of time associated with any one level of
existence. If we were to realize the third of these dimensions,
there would be no further exterior dimensions, and time would no
longer cease to flow. But we aren't aware of this third
dimension.
I will return to this point in a moment. but
first, let's summarize the experience of different holons on
different stages of the mental level. Three-dimensional
experience, as found in invertebrates and lower vertebrates, has
no sense of time. Such organisms are neither aware of change nor
of lack of change. Four-dimensional experience, exemplified by
birds and lower mammals, is aware of time; the world changes,
and some aspects of the external world, chiefly other organisms
of the same species, are understood as existing in that time as
well as in space. Five-dimensional experience is aware of
permanence in the world. An object or another organism continues
to exist even when it's not in the direct experience of the
organism.
Two qualifying points about this
understanding. First, to reiterate what I said in Chapter 2,
these distinctions are not hard and fast. Lower organisms may
have some degree of four- or five-dimensional perception. If
they did not, they would not be capable of learning, for
example, which requires some experience and understanding of
time. It should also be clear that if there is no experience of
a second dimension of time, there is no flow of time. Time in
the first dimension flows with respect to time in the second.
However, this perception is much less developed in these
organisms than in higher organisms, whereas, I contend, their
three-dimensional perception is as good as ours.
The second important point is that since each
of these types of dimensional experience represents a new stage,
it includes the lower, yet does not fully transcend
it. A bird or mammal, which experiences the world in
four-dimensions, can't experience it in only three
dimensions. While it is aware of three spatial dimensions, it
can't experience anything in space that is not also moving in
time. The same is true for five-dimensional experiencers, like
ourselves, and moreover, we can't experience anything in only
four dimensions. We (mature adults) can't experience our world,
in other words, without attaching some permanence to what we
see.
What about six-dimensional perception? What
would that be like? It should not only include the lower stages,
but transcend them. Six-dimensional experience should be capable
of seeing the world both as permanent and as changing, and even
more, should be able to see the world in a way in which neither
the concept of change nor the concept of not-change is present.
More still, it should be able to do all of this in two very
different ways: one way by looking down at our mental level and
everything there; and the other by looking up at the next level,
on which it's being born. This is higher consciousness, the
subject of the next chapter.